Rodrigo de Oliveira - 31 Aug 2021 Form 4 Insider Report for KushCo Holdings, Inc.

Reporting relationship: Chief Operating Officer
Issuer ticker: N/A
Reported as of: 31 Aug 2021
Net transaction value: $0
SEC form: 4
Accepted by SEC: 01 Sep 2021, 17:28:25 UTC
Next SEC filing: 09 Sep 2021
Source filing: View source filing
Reporting owner signature: /s/ Stephen Christoffersen, as attorney-in-fact

Filing notes and source

Key filing fact

Rodrigo de Oliveira filed Form 4 for KushCo Holdings, Inc. on 01 Sep 2021.

Key facts

This page summarizes Rodrigo de Oliveira's Form 4 filing for KushCo Holdings, Inc..
9 reported transactions and 8 derivative rows are listed below.
Accepted by SEC: 01 Sep 2021, 17:28.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

KSHB transaction

Common Stock

Disposed to Issuer

Transaction value
Shares: -329,731
Change %: -100%
Price
Shares after: 0
Date: 31 Aug 2021
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

KSHB transaction Derivative

Option to Purchase

Disposed to Issuer

Transaction value
Shares: -41,667
Change %: -100%
Price
Shares after: 0
Date: 31 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 41,667
Exercise price: $1.33
Footnotes: F2

KSHB transaction Derivative

Option to Purchase

Disposed to Issuer

Transaction value
Shares: -500,000
Change %: -100%
Price
Shares after: 0
Date: 31 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 500,000
Exercise price: $0.6300
Footnotes: F3

KSHB transaction Derivative

Option to Purchase

Disposed to Issuer

Transaction value
Shares: -30,000
Change %: -100%
Price
Shares after: 0
Date: 31 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 30,000
Exercise price: $0.6300
Footnotes: F4

KSHB transaction Derivative

Option to Purchase

Disposed to Issuer

Transaction value
Shares: -68,750
Change %: -100%
Price
Shares after: 0
Date: 31 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 68,750
Exercise price: $0.6300
Footnotes: F5

KSHB transaction Derivative

Option to Purchase

Disposed to Issuer

Transaction value
Shares: -168,750
Change %: -100%
Price
Shares after: 0
Date: 31 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 168,750
Exercise price: $0.6300
Footnotes: F6

KSHB transaction Derivative

Option to Purchase

Disposed to Issuer

Transaction value
Shares: -57,143
Change %: -100%
Price
Shares after: 0
Date: 31 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 57,143
Exercise price: $0.5800
Footnotes: F7

KSHB transaction Derivative

Option to Purchase

Disposed to Issuer

Transaction value
Shares: -142,858
Change %: -100%
Price
Shares after: 0
Date: 31 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 142,858
Exercise price: $0.5800
Footnotes: F8

KSHB transaction Derivative

Option to Purchase

Disposed to Issuer

Transaction value
Shares: -142,858
Change %: -100%
Price
Shares after: 0
Date: 31 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 142,858
Exercise price: $0.5800
Footnotes: F9

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Rodrigo de Oliveira is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 9 footnotes

Footnote F1

Disposed of pursuant to merger agreement between issuer and Greenlane Holdings, Inc. in exchange for 99,446 shares of Greenlane Holdings, Inc. common stock having a market value of $2.61 per share on the effective date of the merger. This number includes 102,653 restricted stock units that accelerated and vested in full prior to the merger.

Footnote F2

This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 12,566 shares of Greenlane Holdings, Inc. common stock for $4.41 per share.

Footnote F3

This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 150,800 shares of Greenlane Holdings, Inc. common stock for $2.09 per share.

Footnote F4

This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 9,048 shares of Greenlane Holdings, Inc. common stock for $2.09 per share.

Footnote F5

This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 20,735 shares of Greenlane Holdings, Inc. common stock for $2.09 per share.

Footnote F6

This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 50,895 shares of Greenlane Holdings, Inc. common stock for $2.09 per share.

Footnote F7

This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 17,234 shares of Greenlane Holdings, Inc. common stock for $1.93 per share.

Footnote F8

This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 43,085 shares of Greenlane Holdings, Inc. common stock for $1.93 per share.

Footnote F9