Dallas Imbimbo - 31 Aug 2021 Form 4 Insider Report for KushCo Holdings, Inc.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
01 Sep 2021, 17:25:04 UTC
Prior SEC filing
03 Aug 2021
Next SEC filing
16 Sep 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Stephen Christoffersen, as attorney-in-fact

Key filing fact

Dallas Imbimbo filed Form 4 for KushCo Holdings, Inc. on 01 Sep 2021.

Key facts

  • This page summarizes Dallas Imbimbo's Form 4 filing for KushCo Holdings, Inc..
  • 7 reported transactions and 6 derivative rows are listed below.
  • Accepted by SEC: 01 Sep 2021, 17:25.

Change

  • Previous filing in this sequence was filed on 03 Aug 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

KSHB transaction

Common Stock

Disposed to Issuer

Transaction value
Shares
-10,017,779
Change %
-100%
Price
Shares after
0
Date
31 Aug 2021
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

KSHB transaction Derivative

Option to Purchase

Disposed to Issuer

Transaction value
Shares
-94,498
Change %
-100%
Price
Shares after
0
Date
31 Aug 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
94,498
Exercise price
$1.46
Footnotes
F2
KSHB transaction Derivative

Option to Purchase

Disposed to Issuer

Transaction value
Shares
-94,498
Change %
-100%
Price
Shares after
0
Date
31 Aug 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
94,498
Exercise price
$0.8400
Footnotes
F3
KSHB transaction Derivative

Option to Purchase

Disposed to Issuer

Transaction value
Shares
-12,500
Change %
-100%
Price
Shares after
0
Date
31 Aug 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
12,500
Exercise price
$0.6800
Footnotes
F4
KSHB transaction Derivative

Option to Purchase

Disposed to Issuer

Transaction value
Shares
-12,500
Change %
-100%
Price
Shares after
0
Date
31 Aug 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
12,500
Exercise price
$0.6800
Footnotes
F5
KSHB transaction Derivative

Option to Purchase

Disposed to Issuer

Transaction value
Shares
-82,858
Change %
-100%
Price
Shares after
0
Date
31 Aug 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
82,858
Exercise price
$0.5800
Footnotes
F6
KSHB transaction Derivative

Option to Purchase

Disposed to Issuer

Transaction value
Shares
-80,000
Change %
-100%
Price
Shares after
0
Date
31 Aug 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
80,000
Exercise price
$0.5800
Footnotes
F7
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Dallas Imbimbo is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 7 footnotes

Footnote F1

Disposed of pursuant to merger agreement between issuer and Greenlane Holdings, Inc. in exchange for 3,021,362 shares of Greenlane Holdings, Inc. common stock having a market value of $2.61 per share on the effective date of the merger.

Footnote F2

This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 28,500 shares of Greenlane Holdings, Inc. common stock for $4.85 per share.

Footnote F3

This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 28,500 shares of Greenlane Holdings, Inc. common stock for $2.79 per share.

Footnote F4

This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 3,770 shares of Greenlane Holdings, Inc. common stock for $2.26 per share.

Footnote F5

This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 3,770 shares of Greenlane Holdings, Inc. common stock for $2.26 per share.

Footnote F6

This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 24,128 shares of Greenlane Holdings, Inc. common stock for $1.93 per share.

Footnote F7

This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 24,128 shares of Greenlane Holdings, Inc. common stock for $1.93 per share.

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