Key facts
- This page summarizes OA Eagle Group Investors, LLC's Form 4 filing for Eagle Point Credit Co Inc. (ECC).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 09 Mar 2022, 18:19.
OA Eagle Group Investors, LLC - 07 Mar 2022 Form 4 Insider Report for Eagle Point Credit Co Inc. (ECC)
- Reporting relationship
- Other*
- Issuer ticker
- ECC
- Reported as of
- 07 Mar 2022
- Net transaction value
- -$5,075
- SEC form
- 4
- Accepted by SEC
- 09 Mar 2022, 18:19:51 UTC
- Prior SEC filing
- 18 Feb 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Randall Damstra, Chief Executive Officer
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
OA Eagle Group Investors, LLC filed Form 4 for Eagle Point Credit Co Inc. (ECC) on 09 Mar 2022.
Change
- Previous filing in this sequence was filed on 18 Feb 2022.
- Current net transaction value: -$5,075.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ECC
transaction
Common Stock
Sale
- Transaction value
- $5,075
- Shares
- -362
- Change %
- -0.08%
- Price
- $14.02
- Shares after
- 470,386
- Date
- 07 Mar 2022
- Ownership
- Direct
- Footnotes
- F1, F2, F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Consists of 185 shares of common stock, par value $0.001 per share ("Common Stock") of Eagle Point Credit Company Inc. (the "Issuer") sold by OA Eagle Group Investors, LLC ("OAEG") and 177 shares of Common Stock sold by OA Eagle Group Investors II, LLC ("OAEG II").
Footnote F2
Represents 239,895 shares of Common Stock directly owned by OAEG and 230,491 shares of Common Stock directly owned by OAEG II.
Footnote F3
Ottawa Avenue Private Capital, LLC ("Ottawa") is the manager of OAEG and OAEG II and may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), to be the indirect beneficial owner of some or all of the shares of Common Stock owned by OAEG and OAEG II.
Footnote F4
Dynasty Financial II, LLC ("Dynasty") is the sole member of OAEG and Dynasty and Ottawa Avenue GP Investment Partners II, LP ("OAGP") are the members of OAEG II. Each of Dynasty and OAGP may be deemed for purposes of Section 16 of the Act, to be the indirect beneficial owner of some or all of the shares of Common Stock owned by OAEG and OAEG II.
SEC remarks
The Reporting Persons are affiliated persons of an investment adviser of a registered closed-end investment company. This Form 4 is being filed by the joint filers pursuant to Rule 30h-1 of the Investment Company Act to satisfy the requirements of Section 30(h) of the Investment Company Act.