Key facts
- This page summarizes James C. Turk Jr.'s Form 4 filing for AquaBounty Technologies, Inc. (AQB).
- 1 reported transaction and 10 derivative rows are listed below.
- Accepted by SEC: 16 Mar 2022, 11:28.
James C. Turk Jr. - 14 Mar 2022 Form 4 Insider Report for AquaBounty Technologies, Inc. (AQB)
- Reporting relationship
- Director
- Issuer ticker
- AQB
- Reported as of
- 14 Mar 2022
- Net transaction value
- $0
- Reporting owner signature
- /s/ David A. Frank, Name: David A. Frank, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
James C. Turk Jr. filed Form 4 for AquaBounty Technologies, Inc. (AQB) on 16 Mar 2022.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AQB
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 17,429
- Date
- 14 Mar 2022
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AQB
transaction
Derivative
Options to Purchase Common Stock
Award
- Transaction value
- $0
- Shares
- +2,500
- Change %
- Price
- $0.000000
- Shares after
- 2,500
- Date
- 14 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,500
- Exercise price
- $1.52
- Footnotes
- F12
AQB
holding
Derivative
Options to Purchase Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 800
- Date
- 14 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 800
- Exercise price
- $10.50
- Footnotes
- F1, F2, F3
AQB
holding
Derivative
Options to Purchase Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 800
- Date
- 14 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 800
- Exercise price
- $10.80
- Footnotes
- F1, F3, F4
AQB
holding
Derivative
Options to Purchase Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,500
- Date
- 14 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,500
- Exercise price
- $5.70
- Footnotes
- F1, F3, F5
AQB
holding
Derivative
Options to Purchase Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,500
- Date
- 14 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,500
- Exercise price
- $9.60
- Footnotes
- F1, F3, F6
AQB
holding
Derivative
Options to Purchase Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,500
- Date
- 14 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,500
- Exercise price
- $14.20
- Footnotes
- F7
AQB
holding
Derivative
Options to Purchase Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,500
- Date
- 14 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,500
- Exercise price
- $2.50
- Footnotes
- F8
AQB
holding
Derivative
Options to Purchase Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,500
- Date
- 14 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,500
- Exercise price
- $2.11
- Footnotes
- F9
AQB
holding
Derivative
Options to Purchase Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,500
- Date
- 14 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,500
- Exercise price
- $1.88
- Footnotes
- F10
AQB
holding
Derivative
Options to Purchase Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,500
- Date
- 14 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,500
- Exercise price
- $6.72
- Footnotes
- F11
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 12 footnotes
Footnote F1
Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split.
Footnote F2
Options to purchase common stock were granted on 7/1/2013 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
Footnote F3
Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.
Footnote F4
Options to purchase common stock were granted on 7/1/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
Footnote F5
Options to purchase common stock were granted on 2/26/2015 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
Footnote F6
Options to purchase common stock were granted on 3/1/2016 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
Footnote F7
Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
Footnote F8
Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
Footnote F9
Options to purchase common stock were granted on 3/5/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
Footnote F10
Options to purchase common stock were granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
Footnote F11
Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
Footnote F12
Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant.