Key facts
- This page summarizes Adam Rothstein's Form 4 filing for Roth CH Acquisition V Co..
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 06 Dec 2021, 20:49.
Adam Rothstein - 03 Dec 2021 Form 4 Insider Report for Roth CH Acquisition V Co.
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 03 Dec 2021
- Net transaction value
- +$45,690
- SEC form
- 4
- Accepted by SEC
- 06 Dec 2021, 20:49:19 UTC
- Prior SEC filing
- 30 Nov 2021
- Next SEC filing
- 14 Feb 2022
- Source filing
- View source filing
- Reporting owner signature
- By: /s/ Adam Rothstein
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Adam Rothstein filed Form 4 for Roth CH Acquisition V Co. on 06 Dec 2021.
Change
- Previous filing in this sequence was filed on 30 Nov 2021.
- Current net transaction value: +$45,690.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ROCL
transaction
Common Stock
Purchase
- Transaction value
- $45,690
- Shares
- +4,569
- Change %
- +12%
- Price
- $10.00
- Shares after
- 42,523
- Date
- 03 Dec 2021
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ROCL
transaction
Derivative
Warrants to purchase Common Stock
Purchase
- Transaction value
- Shares
- +2,284
- Change %
- Price
- Shares after
- 2,284
- Date
- 03 Dec 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,284
- Exercise price
- $11.50
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.
Footnote F2
The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
Footnote F3
The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.