Ph.D. Daniel Billen - 18 May 2023 Form 4 Insider Report for Aurinia Pharmaceuticals Inc. (AUPH)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
23 May 2023, 17:17:48 UTC
Prior SEC filing
20 May 2022
Next SEC filing
22 May 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Daniel Billen, Ph.D.

Key filing fact

Ph.D. Daniel Billen filed Form 4 for Aurinia Pharmaceuticals Inc. (AUPH) on 23 May 2023.

Key facts

  • This page summarizes Ph.D. Daniel Billen's Form 4 filing for Aurinia Pharmaceuticals Inc. (AUPH).
  • 5 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 23 May 2023, 17:17.

Change

  • Previous filing in this sequence was filed on 20 May 2022.
  • Current net transaction value: -$52,359.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AUPH transaction

Common Stock

Options Exercise

Transaction value
Shares
+8,733
Change %
+44%
Price
Shares after
28,733
Date
18 May 2023
Ownership
Direct
Footnotes
F1
AUPH transaction

Common Stock

Award

Transaction value
$0
Shares
+9,310
Change %
+32%
Price
$0.000000
Shares after
38,043
Date
19 May 2023
Ownership
Direct
Footnotes
F2
AUPH transaction

Common Stock

Sale

Transaction value
$52,359
Shares
-4,650
Change %
-12%
Price
$11.26
Shares after
33,393
Date
23 May 2023
Ownership
Direct
Footnotes
F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AUPH transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-8,733
Change %
-100%
Price
$0.000000*
Shares after
0
Date
18 May 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
8,733
Exercise price
Footnotes
F1
AUPH transaction Derivative

Stock Option (right to buy)

Award

Transaction value
$0
Shares
+15,234
Change %
Price
$0.000000
Shares after
15,234
Date
19 May 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
15,234
Exercise price
$10.74
Footnotes
F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer Common Stock. The RSUs have no expiration date.

Footnote F2

Represents grant of the RSUs payable solely in common stock of the Issuer. The shares subject to the RSUs shall vest one year from date of grant.

Footnote F3

Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of RSUs.

Footnote F4

The option vests in twelve equal monthly installments commencing on June 19, 2023.

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