Michael Robert Martin - 02 Mar 2023 Form 4 Insider Report for Aurinia Pharmaceuticals Inc. (AUPH)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
06 Mar 2023, 15:28:50 UTC
Prior SEC filing
09 Nov 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Stephen Robertson, Attorney-in-Fact for Michael Robert Martin

Key filing fact

Michael Robert Martin filed Form 4 for Aurinia Pharmaceuticals Inc. (AUPH) on 06 Mar 2023.

Key facts

  • This page summarizes Michael Robert Martin's Form 4 filing for Aurinia Pharmaceuticals Inc. (AUPH).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 06 Mar 2023, 15:28.

Change

  • Previous filing in this sequence was filed on 09 Nov 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AUPH transaction

Common Stock

Award

Transaction value
Shares
+107,202
Change %
+71%
Price
Shares after
259,162
Date
02 Mar 2023
Ownership
Direct
Footnotes
F1, F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Represents grant of Restricted Stock Units (RSUs) payable solely in common stock of the Issuer that vest in three (3) equal annual installments on the first, second and third anniversary of the grant date.

Footnote F2

Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Footnote F3

The reporting person has reported prior awards of restricted stock units in Table II of Form 4. The total reported in Column 5 includes the 107,202 newly awarded RSUs, 62,448 RSUs previously reported in Table II, which vests in three (3) equal annual installments beginning March 2, 2022 (Prior RSUs), and 89,512 shares of common stock. On March 2, 2023, 20,816 of Prior RSUs vested and 41,632 of Prior RSUs remained unvested.

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