Robert Bindert Huizinga - 02 Mar 2022 Form 4 Insider Report for Aurinia Pharmaceuticals Inc. (AUPH)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
04 Mar 2022, 15:10:07 UTC
Prior SEC filing
26 Oct 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Robert Bindert Huizinga

Key filing fact

Robert Bindert Huizinga filed Form 4 for Aurinia Pharmaceuticals Inc. (AUPH) on 04 Mar 2022.

Key facts

  • This page summarizes Robert Bindert Huizinga's Form 4 filing for Aurinia Pharmaceuticals Inc. (AUPH).
  • 4 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 04 Mar 2022, 15:10.

Change

  • Previous filing in this sequence was filed on 26 Oct 2021.
  • Current net transaction value: -$58,236.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AUPH transaction

Common Stock

Award

Transaction value
$0
Shares
+8,500
Change %
+13%
Price
$0.000000
Shares after
74,228
Date
02 Mar 2022
Ownership
Direct
Footnotes
F1
AUPH transaction

Common Stock

Sale

Transaction value
$58,236
Shares
-4,849
Change %
-6.5%
Price
$12.01
Shares after
69,379
Date
02 Mar 2022
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AUPH transaction Derivative

Restricted Stock Unit

Award

Transaction value
$0
Shares
+62,448
Change %
Price
$0.000000
Shares after
62,448
Date
02 Mar 2022
Ownership
Direct
Underlying class
Common Shares
Underlying amount
62,448
Exercise price
Footnotes
F3
AUPH transaction Derivative

Stock Option (right to buy)

Award

Transaction value
$0
Shares
+106,838
Change %
Price
$0.000000
Shares after
106,838
Date
02 Mar 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
106,838
Exercise price
$12.01
Footnotes
F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

On March 18, 2021, the Reporting Person was granted stock based performance awards ("Performance Awards") which vests when specific performance metrics are met based on the results for the year ended December 31, 2021. It was determined that as of March 2, 2022, the Reporting Person partially met the performance criteria and received shares of common stock for no consideration.

Footnote F2

Represents the number of shares sold to cover tax withholding obligations in connection with the vesting of Performance Awards.

Footnote F3

Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in three (3) equal annual installments beginning March 2, 2022, provided the Reporting Person remains continuously employed by the Issuer through each annual vesting date.

Footnote F4

One-third of the shares subject to the option vests twelve months from the grant date, and the remainder vests in twenty-four equal monthly installments thereafter.

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