Paul Rutenis - 21 Jun 2021 Form 3/A - Amendment Insider Report for GrowGeneration Corp. (GRWG)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
3/A - Amendment
Accepted by SEC
15 Feb 2022, 15:50:35 UTC
Original report date
24 Jan 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Paul Rutenis

Key filing fact

Paul Rutenis filed Form 3/A - Amendment for GrowGeneration Corp. (GRWG) on 15 Feb 2022.

Key facts

  • This page summarizes Paul Rutenis's Form 3/A - Amendment filing for GrowGeneration Corp. (GRWG).
  • 0 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 15 Feb 2022, 15:50.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3/A - Amendment disclosures.

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Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GRWG holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
104,220
Date
21 Jun 2021
Ownership
Direct
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

This amendment to Form 3 is being filed to correct the total number of shares owned by the Reporting Person included in the Form 3 originally filed on January 24, 2022 from 102,720 to 104,220, which includes: (i) 4,387 shares of the Issuer's common stock issued on December 21, 2021 (out of 6,666 shares vested on such date, 2,279 shares were withheld by the Issuer to satisfy the tax withholding obligation applicable to the vested shares), pursuant to the Reporting Person's employment agreement (the "Employment Agreement"); (ii) a total of 33,333 unvested shares of common stock, with the following vesting schedule pursuant to the Employment Agreement: 6,666 shares on June 21, 2022, 6,667 shares on December 21, 2022, 6,667 shares on June 21, 2023, 6,667 shares on December 21, 2023, and 6,667 shares on June 21, 2024; (iii) a total of 65,000 Restricted Stock Units ("RSUs") subject to the following vesting schedule: 16,250 RSUs as of December 15, 2022, 16,250 RSUs as of December 15, 2023, 16,250 RSUs as of December 15, 2024, and 16,250 RSUs as of December 15, 2025; and (iv) a total of 1,500 shares of common stock bought by the Reporting Person on the open market prior to his employment with the Issuer. Except the shares bought on the open market, all above-mentioned shares and RSUs of the Reporting Person are granted under the Amended and Restated 2018 Equity Incentive Plan of the Issuer.

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