Key facts
- This page summarizes Phyllis R. Caldwell's Form 4 filing for Berkshire Grey, Inc..
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 23 Jul 2021, 16:17.
Phyllis R. Caldwell - 21 Jul 2021 Form 4 Insider Report for Berkshire Grey, Inc.
- Reporting relationship
- Former Director
- Issuer ticker
- N/A
- Reported as of
- 21 Jul 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 23 Jul 2021, 16:17:54 UTC
- Prior SEC filing
- 02 Jun 2021
- Next SEC filing
- 05 Jan 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Phyllis R. Caldwell
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Phyllis R. Caldwell filed Form 4 for Berkshire Grey, Inc. on 23 Jul 2021.
Change
- Previous filing in this sequence was filed on 02 Jun 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BGRY
transaction
Class A common stock
Conversion of derivative security
- Transaction value
- Shares
- +16,000
- Change %
- Price
- Shares after
- 16,000
- Date
- 21 Jul 2021
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
BGRY
transaction
Derivative
Class B common stock
Conversion of derivative security
- Transaction value
- Shares
- -16,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 21 Jul 2021
- Ownership
- Direct
- Underlying class
- Class A common stock
- Underlying amount
- 16,000
- Exercise price
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Phyllis R. Caldwell is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 1 footnote
Footnote F1
On July 21, 2021, the issuer consummated its initial business combination (the "Business Combination"). In connection with and at the time of the closing of the Business Combination, each share of Class B common stock of the issuer automatically converted into one share of Class A common stock of the issuer.
SEC remarks
This reporting person's status as a director ceased on July 21, 2021.