Brian McDonough - 31 Oct 2022 Form 4 Insider Report for Quotient Ltd

Reporting relationship: Director
Issuer ticker: N/A
Reported as of: 31 Oct 2022
Net transaction value: $0
SEC form: 4
Accepted by SEC: 02 Nov 2022, 20:00:18 UTC
Prior SEC filing: 02 Aug 2022
Source filing: View source filing
Reporting owner signature: /s/ Brian McDonough

Key filing fact

Brian McDonough filed Form 4 for Quotient Ltd on 02 Nov 2022.

Key facts

This page summarizes Brian McDonough's Form 4 filing for Quotient Ltd.
4 reported transactions and 13 derivative rows are listed below.
Accepted by SEC: 02 Nov 2022, 20:00.

Change

Previous filing in this sequence was filed on 02 Aug 2022.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

QTNT transaction

Ordinary Shares

Options Exercise

Transaction value
Shares: +6,917
Change %: +9.1%
Price
Shares after: 83,144
Date: 31 Oct 2022
Ownership: Direct
Footnotes: F6

QTNT holding

Ordinary Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 53,040
Date: 31 Oct 2022
Ownership: By the McDonough-McGuire Joint Revocable Trust
Footnotes: F9

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

QTNT transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -6,917
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 31 Oct 2022
Ownership: Direct
Underlying class: Ordinary Shares
Underlying amount: 6,917
Exercise price
Footnotes: F1, F12

QTNT transaction Derivative

Restricted Stock Units

Award

Transaction value: $0
Shares: +70,000
Change %
Price: $0.000000
Shares after: 70,000
Date: 31 Oct 2022
Ownership: Direct
Underlying class: Ordinary Shares
Underlying amount: 70,000
Exercise price
Footnotes: F1, F14

QTNT transaction Derivative

Ordinary Share Option (Right to Buy)

Award

Transaction value: $0
Shares: +40,000
Change %
Price: $0.000000
Shares after: 40,000
Date: 31 Oct 2022
Ownership: Direct
Underlying class: Ordinary Shares
Underlying amount: 40,000
Exercise price: $0.1300
Footnotes: F15

QTNT holding Derivative

Ordinary Shares Option (Right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 10,000
Date: 31 Oct 2022
Ownership: Direct
Underlying class: Ordinary Shares
Underlying amount: 10,000
Exercise price: $8.00
Footnotes: F1

QTNT holding Derivative

Options to purchase ordinary shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 40,029
Date: 31 Oct 2022
Ownership: Direct
Underlying class: Ordinary Shares
Underlying amount: 40,029
Exercise price
Footnotes: F2

QTNT holding Derivative

Ordinary Shares Option (Right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 5,025
Date: 31 Oct 2022
Ownership: Direct
Underlying class: Ordinary Shares
Underlying amount: 5,025
Exercise price: $9.95
Footnotes: F3

QTNT holding Derivative

Ordinary Shares Option (Right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 4,303
Date: 31 Oct 2022
Ownership: Direct
Underlying class: Ordinary Shares
Underlying amount: 4,303
Exercise price: $11.62
Footnotes: F4

QTNT holding Derivative

Ordinary Shares Option (Right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 8,726
Date: 31 Oct 2022
Ownership: Direct
Underlying class: Ordinary Shares
Underlying amount: 8,726
Exercise price: $5.73
Footnotes: F5

QTNT holding Derivative

Ordinary Shares Option (Right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 9,597
Date: 31 Oct 2022
Ownership: Direct
Underlying class: Ordinary Shares
Underlying amount: 9,597
Exercise price: $5.21
Footnotes: F7

QTNT holding Derivative

Ordinary Shares Option (Right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 6,240
Date: 31 Oct 2022
Ownership: Direct
Underlying class: Ordinary Shares
Underlying amount: 6,240
Exercise price: $6.41
Footnotes: F8

QTNT holding Derivative

Ordinary Shares Option (Right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 8,158
Date: 31 Oct 2022
Ownership: Direct
Underlying class: Ordinary Shares
Underlying amount: 8,158
Exercise price: $7.78
Footnotes: F10

QTNT holding Derivative

Ordinary Shares Option (Right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 13,611
Date: 31 Oct 2022
Ownership: Direct
Underlying class: Ordinary Shares
Underlying amount: 13,611
Exercise price: $4.55
Footnotes: F11

QTNT holding Derivative

Ordinary Shares Option (Right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 24,040
Date: 31 Oct 2022
Ownership: Direct
Underlying class: Ordinary Shares
Underlying amount: 24,040
Exercise price: $2.53
Footnotes: F13

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 15 footnotes

Footnote F1

All 10,000 options have vested and remain exercisable.

Footnote F2

The exercise price will be paid in pounds sterling, at GBP 0.91 per share.

Footnote F3

All 5,025 options have vested and remain exercisable.

Footnote F4

All 4,303 options have vested and remain exercisable.

Footnote F5

All 8,726 options have vested and remain exercisable.

Footnote F6

Restricted Stock Units convert into ordinary shares on a one-for-one basis.

Footnote F7

All 9,597 options have vested and remain exercisable.

Footnote F8

All 6,240 options have vested and remain exercisable.

Footnote F9

The Reporting Person and his spouse are Co-Trustees of their successors in trust, of the McDonough-McGuire Joint Revocable Trust, dated May 14, 2013. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these ordinary shares in this report shall not be deemed an admission of beneficial ownership of all of the reported ordinary shares for purposes of Section 16 or for any other purpose.

Footnote F10

All 8,158 options have vested and remain exercisable.

Footnote F11

All 13,611 options have vested and remain exercisable.

Footnote F12

On October 31, 2021, the Reporting Person was granted 27,668 restricted stock units, of which 27,668 have vested and have converted into ordinary shares.

Footnote F13

All 24,040 options have vested and remain exercisable.

Footnote F14

On October 31, 2022, the Reporting Person was granted 70,000 restricted stock units, vesting in four equal installments on January 31, 2023, April 30, 2023, July 31, 2023 and October 31, 2023.

Footnote F15

The options vest and become exercisable on October 31, 2023.