L. John Wilkerson - 31 Jul 2022 Form 4 Insider Report for Quotient Ltd

Reporting relationship: Director
Issuer ticker: N/A
Reported as of: 31 Jul 2022
Net transaction value: $0
SEC form: 4
Accepted by SEC: 02 Aug 2022, 17:35:28 UTC
Prior SEC filing: 06 Jul 2022
Source filing: View source filing
Reporting owner signature: /s/ L. John Wilkerson

Key filing fact

L. John Wilkerson filed Form 4 for Quotient Ltd on 02 Aug 2022.

Key facts

This page summarizes L. John Wilkerson's Form 4 filing for Quotient Ltd.
3 reported transactions and 11 derivative rows are listed below.
Accepted by SEC: 02 Aug 2022, 17:35.

Change

Previous filing in this sequence was filed on 06 Jul 2022.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

QTNT transaction

Ordinary Shares

Options Exercise

Transaction value
Shares: +11,660
Change %: +12%
Price
Shares after: 106,618
Date: 31 Jul 2022
Ownership: Direct
Footnotes: F1

QTNT holding

Ordinary Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 11,995,740
Date: 31 Jul 2022
Ownership: See Footnote
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

QTNT transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -10,870
Change %: -50%
Price: $0.000000
Shares after: 10,868
Date: 31 Jul 2022
Ownership: Direct
Underlying class: Ordinary Shares
Underlying amount: 10,870
Exercise price
Footnotes: F1, F11

QTNT transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -790
Change %: -50%
Price: $0.000000
Shares after: 792
Date: 31 Jul 2022
Ownership: Direct
Underlying class: Ordinary Shares
Underlying amount: 790
Exercise price
Footnotes: F1, F12

QTNT holding Derivative

Ordinary Shares Option (Right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 7,505
Date: 31 Jul 2022
Ownership: Direct
Underlying class: Ordinary Shares
Underlying amount: 7,505
Exercise price: $11.62
Footnotes: F3

QTNT holding Derivative

Ordinary Shares Option (Right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 3,500
Date: 31 Jul 2022
Ownership: Direct
Underlying class: Ordinary Shares
Underlying amount: 3,500
Exercise price: $8.00
Footnotes: F4

QTNT holding Derivative

Ordinary Shares Option (Right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 5,025
Date: 31 Jul 2022
Ownership: Direct
Underlying class: Ordinary Shares
Underlying amount: 5,025
Exercise price: $9.95
Footnotes: F5

QTNT holding Derivative

Ordinary Shares Option (Right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 8,726
Date: 31 Jul 2022
Ownership: Direct
Underlying class: Ordinary Shares
Underlying amount: 8,726
Exercise price: $5.73
Footnotes: F6

QTNT holding Derivative

Ordinary Shares Option (Right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 9,597
Date: 31 Jul 2022
Ownership: Direct
Underlying class: Ordinary Shares
Underlying amount: 9,597
Exercise price: $5.21
Footnotes: F7

QTNT holding Derivative

Ordinary Shares Option (Right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 6,240
Date: 31 Jul 2022
Ownership: Direct
Underlying class: Ordinary Shares
Underlying amount: 6,240
Exercise price: $6.41
Footnotes: F8

QTNT holding Derivative

Ordinary Shares Option (Right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 8,158
Date: 31 Jul 2022
Ownership: Direct
Underlying class: Ordinary Shares
Underlying amount: 8,158
Exercise price: $7.78
Footnotes: F9

QTNT holding Derivative

Ordinary Shares Option (Right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 13,611
Date: 31 Jul 2022
Ownership: Direct
Underlying class: Ordinary Shares
Underlying amount: 13,611
Exercise price: $4.55
Footnotes: F10

QTNT holding Derivative

Ordinary Shares Option (Right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 24,040
Date: 31 Jul 2022
Ownership: Direct
Underlying class: Ordinary Shares
Underlying amount: 24,040
Exercise price: $2.53
Footnotes: F13

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 13 footnotes

Footnote F1

Restricted Stock Units convert into ordinary shares on a one-for-one basis.

Footnote F2

Includes 10,913,091 ordinary shares held of record by Galen V LP, 931,945 ordinary shares held by Galen International V LP, and 150,704 ordinary shares held of record by Galen Management, LLC. Mr. Wilkerson is a managing director of Galen Management, LLC, and shares voting and dispositive power over the securities held by Galen V LP, Galen International V LP and Galen Management, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.

Footnote F3

All 7,505 options have vested and remain exercisable.

Footnote F4

All 3,500 options have vested and remain exercisable.

Footnote F5

All 5,025 options have vested and remain exercisable.

Footnote F6

All 8,726 options have vested and remain exercisable.

Footnote F7

All 9,597 options have vested and remain exercisable.

Footnote F8

All 6,240 options have vested and remain exercisable.

Footnote F9

2,719 options vested on October 31, 2021 and remain exercisable, and the remaining 2,720 options will vest on October 31, 2022.

Footnote F10

All 13,611 options have vested and remain exercisable.

Footnote F11

On October 31, 2021, the Reporting Person was granted 43,478 restricted stock units, of which 32,574 have vested and have converted into ordinary shares. The remaining 10,868 restricted stock units will vest on October 31, 2022.

Footnote F12

On October 31, 2021, the Reporting Person was granted 3,162 restricted stock units, of which 2,370 have vested and have converted into ordinary shares. The remaining 792 restricted stock units will vest on October 31, 2022.

Footnote F13

The options vest and become exercisable on October 31, 2022.