Peter Buhler - 10 Jun 2021 Form 4 Insider Report for Quotient Ltd

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
11 Jun 2021, 17:30:10 UTC
Prior SEC filing
25 May 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Peter Buhler

Key filing fact

Peter Buhler filed Form 4 for Quotient Ltd on 11 Jun 2021.

Key facts

  • This page summarizes Peter Buhler's Form 4 filing for Quotient Ltd.
  • 2 reported transactions and 6 derivative rows are listed below.
  • Accepted by SEC: 11 Jun 2021, 17:30.

Change

  • Previous filing in this sequence was filed on 25 May 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

QTNT holding

Ordinary Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
45,000
Date
10 Jun 2021
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

QTNT transaction Derivative

Restricted Stock Units

Award

Transaction value
$0
Shares
+42,906
Change %
Price
$0.000000
Shares after
42,906
Date
10 Jun 2021
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
42,906
Exercise price
Footnotes
F1, F6
QTNT transaction Derivative

Ordinary Share Option (Right to Buy)

Award

Transaction value
$0
Shares
+43,878
Change %
Price
$0.000000
Shares after
43,878
Date
10 Jun 2021
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
43,878
Exercise price
$4.37
Footnotes
F7
QTNT holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
33,333
Date
10 Jun 2021
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
33,333
Exercise price
Footnotes
F1, F2
QTNT holding Derivative

Ordinary Share Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
25,000
Date
10 Jun 2021
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
25,000
Exercise price
$7.57
Footnotes
F3
QTNT holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
36,667
Date
10 Jun 2021
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
36,667
Exercise price
Footnotes
F1, F4
QTNT holding Derivative

Ordinary Share Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
20,000
Date
10 Jun 2021
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
20,000
Exercise price
$4.72
Footnotes
F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

Restricted Stock Units convert into ordinary shares on a one-for-one basis.

Footnote F2

On February 5, 2020, the Reporting Person was granted 50,000 Restricted Stock Units, of which 16,667 have vested and have been exercised. The remaining 33,333 Restricted Stock Units will vest in two equal installments on February 5, 2022 and February 5, 2023.

Footnote F3

8,333 options have vested and remain exercisable. 16,667 options will vest in two equal installments on February 5, 2022 and February 5, 2023.

Footnote F4

On May 24, 2020, the Reporting Person was granted 55,000 Restricted Stock Units, of which 18,333 have vested and have been exercised. The remaining 36,667 Restricted Stock Units will vest in two equal installments on May 24, 2022 and May 24, 2023.

Footnote F5

The option vests and becomes exercisable in three equal annual installments beginning October 31, 2021.

Footnote F6

On June 10, 2021, the Reporting Person was granted 42,906 Restricted Stock Units. The Restricted Stock Units will vest in three equal annual installments beginning June 10, 2022.

Footnote F7

The option vests and becomes exercisable in three equal annual installments beginning June 10, 2022.

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