Key facts
- This page summarizes Franz Walt's Form 4 filing for Quotient Ltd.
- 2 reported transactions and 7 derivative rows are listed below.
- Accepted by SEC: 25 May 2021, 16:05.
Franz Walt - 24 May 2021 Form 4 Insider Report for Quotient Ltd
- Reporting relationship
- Officer
- Issuer ticker
- N/A
- Reported as of
- 24 May 2021
- Net transaction value
- $0
- Reporting owner signature
- /s/ Franz Walt, by So Yeon Kim his attorney in fact
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Franz Walt filed Form 4 for Quotient Ltd on 25 May 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
QTNT
transaction
Ordinary Shares
Options Exercise
- Transaction value
- Shares
- +7,645
- Change %
- +1.8%
- Price
- Shares after
- 422,554
- Date
- 24 May 2021
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
QTNT
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -7,645
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 24 May 2021
- Ownership
- Direct
- Underlying class
- Ordinary Shares
- Underlying amount
- 7,645
- Exercise price
- Footnotes
- F1, F8
QTNT
holding
Derivative
Ordinary Share Option(Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 22,676
- Date
- 24 May 2021
- Ownership
- Direct
- Underlying class
- Ordinary Shares
- Underlying amount
- 22,676
- Exercise price
- $4.41
- Footnotes
- F2
QTNT
holding
Derivative
Ordinary Share Option(Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 30,000
- Date
- 24 May 2021
- Ownership
- Direct
- Underlying class
- Ordinary Shares
- Underlying amount
- 30,000
- Exercise price
- $4.71
- Footnotes
- F3
QTNT
holding
Derivative
Ordinary Share Option(Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 45,872
- Date
- 24 May 2021
- Ownership
- Direct
- Underlying class
- Ordinary Shares
- Underlying amount
- 45,872
- Exercise price
- $6.54
- Footnotes
- F4
QTNT
holding
Derivative
Ordinary Share Option(Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 70,000
- Date
- 24 May 2021
- Ownership
- Direct
- Underlying class
- Ordinary Shares
- Underlying amount
- 70,000
- Exercise price
- $7.54
- Footnotes
- F5
QTNT
holding
Derivative
Ordinary Share Option(Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 28,517
- Date
- 24 May 2021
- Ownership
- Direct
- Underlying class
- Ordinary Shares
- Underlying amount
- 28,517
- Exercise price
- $10.52
- Footnotes
- F6
QTNT
holding
Derivative
Ordinary Share Option(Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 60,438
- Date
- 24 May 2021
- Ownership
- Direct
- Underlying class
- Ordinary Shares
- Underlying amount
- 60,438
- Exercise price
- $7.69
- Footnotes
- F7
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 8 footnotes
Footnote F1
Restricted Stock Units convert into ordinary shares on a one-for-one basis.
Footnote F2
All 22,676 options have vested and remain exercisable.
Footnote F3
All 30,000 options have vested and remain exercisable.
Footnote F4
All 45,872 options have vested and remain exercisable.
Footnote F5
All 70,000 options have vested and remain exercisable.
Footnote F6
All of the options have vested and remain exercisable.
Footnote F7
All of the options have vested and remain exercisable.
Footnote F8
On May 24, 2020, the Reporting Person was granted 91,743 Restricted Stock Units. All 91,743 Restricted Stock Units have vested and have been excercised.
SEC remarks
The Reporting Person resigned from his positions as Chief Executive Officer and director of the board of the Issuer, effective as of April 1, 2021, and served as an executive employee of the Issuer until he retired on May 24, 2021.