Key facts
- This page summarizes Brian M. Isern's Form 4 filing for Tricida, Inc..
- 6 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 13 Oct 2022, 19:21.
Brian M. Isern - 11 Oct 2022 Form 4 Insider Report for Tricida, Inc.
- Reporting relationship
- *possible member of 10% group, 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 11 Oct 2022
- Net transaction value
- -$4,433,401
- SEC form
- 4
- Accepted by SEC
- 13 Oct 2022, 19:21:20 UTC
- Prior SEC filing
- 04 Oct 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Brian M. Isern
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Brian M. Isern filed Form 4 for Tricida, Inc. on 13 Oct 2022.
Change
- Previous filing in this sequence was filed on 04 Oct 2022.
- Current net transaction value: -$4,433,401.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
TCDA
transaction
Common Stock
Sale
- Transaction value
- $1,145,346
- Shares
- -95,366
- Change %
- -3.8%
- Price
- $12.01*
- Shares after
- 2,417,984
- Date
- 11 Oct 2022
- Ownership
- By Sibling Capital Fund II-B L.P.
- Footnotes
- F1, F4, F9, F10
TCDA
transaction
Common Stock
Sale
- Transaction value
- $276,458
- Shares
- -23,019
- Change %
- -1.4%
- Price
- $12.01*
- Shares after
- 1,622,176
- Date
- 11 Oct 2022
- Ownership
- By Sibling Capital Fund II-C L.P.
- Footnotes
- F1, F5, F9, F10
TCDA
transaction
Common Stock
Sale
- Transaction value
- $2,142,705
- Shares
- -171,006
- Change %
- -7.1%
- Price
- $12.53*
- Shares after
- 2,246,978
- Date
- 12 Oct 2022
- Ownership
- By Sibling Capital Fund II-B L.P.
- Footnotes
- F2, F4, F9
TCDA
transaction
Common Stock
Sale
- Transaction value
- $517,201
- Shares
- -41,277
- Change %
- -2.5%
- Price
- $12.53*
- Shares after
- 1,580,899
- Date
- 12 Oct 2022
- Ownership
- By Sibling Capital Fund II-C L.P.
- Footnotes
- F2, F5, F9
TCDA
transaction
Common Stock
Sale
- Transaction value
- $283,300
- Shares
- -23,628
- Change %
- -1.1%
- Price
- $11.99*
- Shares after
- 2,223,350
- Date
- 13 Oct 2022
- Ownership
- By Sibling Capital Fund II-B L.P.
- Footnotes
- F3, F4, F9
TCDA
transaction
Common Stock
Sale
- Transaction value
- $68,391
- Shares
- -5,704
- Change %
- -0.36%
- Price
- $11.99*
- Shares after
- 1,575,195
- Date
- 13 Oct 2022
- Ownership
- By Sibling Capital Fund II-C L.P.
- Footnotes
- F3, F5, F9
TCDA
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 702,411
- Date
- 11 Oct 2022
- Ownership
- By Sibling Capital Fund II-A L.P.
- Footnotes
- F6, F9
TCDA
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 599,379
- Date
- 11 Oct 2022
- Ownership
- By Sibling Capital Fund II-D L.P.
- Footnotes
- F7, F9
TCDA
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 463,158
- Date
- 11 Oct 2022
- Ownership
- By Sibling Insiders Fund II L.P.
- Footnotes
- F8, F9
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Brian M. Isern is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 10 footnotes
Footnote F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.65 to $12.38, inclusive. Each Reporting Person undertakes to provide to Tricida, Inc., any security holder of Tricida, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.
Footnote F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.18 to $13.06, inclusive.
Footnote F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.55 to $12.20, inclusive.
Footnote F4
The shares are held directly by Sibling Capital Fund II-B L.P. ("Sibling B"). Sibling Capital Ventures II LLC ("SCV II") is the sole general partner of Sibling B. As sole manager of SCV II, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares.
Footnote F5
The shares are held directly by Sibling Capital Fund II-C L.P. ("Sibling C"). Sibling Capital Ventures III LLC ("SCV III") is the sole general partner of Sibling C. As sole manager of SCV III, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares.
Footnote F6
The shares are held directly by Sibling Capital Fund II-A L.P. ("Sibling A"). Sibling Capital Ventures LLC ("SCV") is the sole general partner of Sibling A. As sole manager of SCV, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares.
Footnote F7
The shares are held directly by Sibling Capital Fund II-D L.P. ("Sibling D"). Sibling Capital Ventures IV LLC ("SCV IV") is the sole general partner of Sibling D. As sole manager of SCV IV, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares.
Footnote F8
The shares are held directly by Sibling Insiders Fund II L.P. ("Sibling Insiders Fund"). Sibling Insiders II LLC ("Sibling Insiders LLC") is the sole general partner of Sibling Insiders Fund. As sole manager of Sibling Insiders LLC, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares.
Footnote F9
For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
Footnote F10
The Form 4 filed by the Reporting Persons on October 4, 2022, incorrectly reported the number of shares sold on September 30, 2022, by Sibling B by one less share and by Sibling C by one additional share, resulting in incorrect beneficial ownership by Sibling B and by Sibling C after giving effect to such sales. The reported beneficial ownership in this Form 4 corrects this immaterial error.