Key facts
- This page summarizes Travis J. Thompson's Form 4 filing for HV Bancorp, Inc..
- 5 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 16 Jun 2023, 16:40.
Travis J. Thompson - 14 Jun 2023 Form 4 Insider Report for HV Bancorp, Inc.
- Reporting relationship
- Chairman and CEO, Director
- Issuer ticker
- N/A
- Reported as of
- 14 Jun 2023
- Net transaction value
- -$411,669
- SEC form
- 4
- Accepted by SEC
- 16 Jun 2023, 16:40:39 UTC
- Prior SEC filing
- 17 Jun 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Janice Garner, pursuant to power of attorney
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Travis J. Thompson filed Form 4 for HV Bancorp, Inc. on 16 Jun 2023.
Change
- Previous filing in this sequence was filed on 17 Jun 2022.
- Current net transaction value: -$411,669.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HVBC
transaction
Common Stock
Tax liability
- Transaction value
- $361,669
- Shares
- -10,363
- Change %
- -14%
- Price
- $34.90
- Shares after
- 62,737
- Date
- 14 Jun 2023
- Ownership
- Direct
HVBC
transaction
Common Stock
Disposed to Issuer
- Transaction value
- Shares
- -62,737
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 16 Jun 2023
- Ownership
- Direct
- Footnotes
- F1
HVBC
transaction
Common Stock
Disposed to Issuer
- Transaction value
- Shares
- -259
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 16 Jun 2023
- Ownership
- By 401(k)
- Footnotes
- F1
HVBC
transaction
Common Stock
Disposed to Issuer
- Transaction value
- Shares
- -2,060
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 16 Jun 2023
- Ownership
- By ESOP
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
HVBC
transaction
Derivative
Stock Options
Disposed to Issuer
- Transaction value
- $50,000
- Shares
- Change %
- Price
- Shares after
- 0
- Date
- 16 Jun 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 50,000
- Exercise price
- $14.80
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Travis J. Thompson is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
Pursuant to a merger agreement between the Issuer and Citizens Financial Services, Inc. ("CZFS"), each share of Issuer common stock was converted into and became exchangeable for the right to receive, at the election of the holder, either (i) $30.50 in cash or (ii) 0.4040 shares of CZFS common stock, subject to allocation procedures to ensure that 20% of the outstanding shares of Issuer common stock are exchanged for cash and 80% of the outstanding shares of Issuer common stock are exchanged for shares of CZFS common stock.
Footnote F2
Each option to purchase Issuer common stock, whether vested or unvested, automatically converted to the right to receive a cash payment equal to (i) the number of shares of Issuer common stock provided for in such option multiplied by (ii) the excess, if any, of $30.50 over the exercise price per share of Issuer common stock provided for in such option, which cash payment was made without interest and net of all applicable withholding taxes.