Key facts
- This page summarizes Victor Gallo's Form 4 filing for PlayAGS, Inc. (AGS).
- 2 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 19 Jan 2023, 16:23.
Victor Gallo - 17 Jan 2023 Form 4 Insider Report for PlayAGS, Inc. (AGS)
- Reporting relationship
- General Counsel, Secretary
- Issuer ticker
- AGS
- Reported as of
- 17 Jan 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 19 Jan 2023, 16:23:23 UTC
- Prior SEC filing
- 22 Sep 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/Victor Gallo
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Victor Gallo filed Form 4 for PlayAGS, Inc. (AGS) on 19 Jan 2023.
Change
- Previous filing in this sequence was filed on 22 Sep 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AGS
transaction
Derivative
Phantom Stock Units
Award
- Transaction value
- $0
- Shares
- +66,103
- Change %
- +89%
- Price
- $0.000000
- Shares after
- 139,965
- Date
- 17 Jan 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 66,103
- Exercise price
- Footnotes
- F1, F2
AGS
transaction
Derivative
Phantom Stock Units
Award
- Transaction value
- $0
- Shares
- +66,102
- Change %
- +47%
- Price
- $0.000000
- Shares after
- 206,067
- Date
- 17 Jan 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 66,102
- Exercise price
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Each Phantom Stock Unit represents a contingent right to receive one share of PlayAGS common stock or cash.
Footnote F2
The Phantom Stock Units vest ratably in equal annual installments on each of the first four anniversaries following 1/4/2023, subject generally to the participant's continued employment through the vesting date.
Footnote F3
The Phantom Stock Units vest on the first day that the average closing price per share of the company's common stock for the prior 20 consecutive trading days exceeds $6.67, but only if such achievement occurs prior to 1/4/2026, and if such achievement occurs prior to 1/4/2024, the vesting shall not occur until 1/4/2024, in each case, subject generally to the participant's continued employment through the vesting date.