John Atkin - 31 Mar 2023 Form 4 Insider Report for AgroFresh Solutions, Inc.

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
04 Apr 2023, 15:33:27 UTC
Prior SEC filing
05 Aug 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jason Simon, Attorney in Fact

Key filing fact

John Atkin filed Form 4 for AgroFresh Solutions, Inc. on 04 Apr 2023.

Key facts

  • This page summarizes John Atkin's Form 4 filing for AgroFresh Solutions, Inc..
  • 1 reported transaction and 1 derivative row are listed below.
  • Accepted by SEC: 04 Apr 2023, 15:33.

Change

  • Previous filing in this sequence was filed on 05 Aug 2022.
  • Current net transaction value: -$120,966.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AGFS transaction Derivative

Phantom Stock

Disposed to Issuer

Transaction value
$120,966
Shares
-40,322
Change %
-100%
Price
$3.00
Shares after
0
Date
31 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
40,322
Exercise price
Footnotes
F1, F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

John Atkin is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 3 footnotes

Footnote F1

Each share of phantom stock is the economic equivalent of one share of AGFS common stock

Footnote F2

Disposed of pursuant to an Agreement and Plan of Merger entered into by and among the Issuer, Project Cloud Holdings, LLC and Project Cloud Merger Sub, Inc. dated November 21, 2022 (the "Merger Agreement"). Pursuant to the Merger Agreement, each outstanding share of Issuer's common stock was converted into the right to receive $3.00 per share in cash without interest.

Footnote F3

This grant of phantom stock was fully vested and cashed out upon the consummation of the transactions contemplated by the Merger Agreement.

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