Key facts
- This page summarizes Enfield Holdings Advisors, Inc.'s Form 4 filing for EnLink Midstream, LLC.
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 06 Aug 2021, 19:48.
Enfield Holdings Advisors, Inc. - 04 Aug 2021 Form 4 Insider Report for EnLink Midstream, LLC
- Reporting relationship
- Former 10% Holder
- Issuer ticker
- N/A
- Reported as of
- 04 Aug 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 06 Aug 2021, 19:48:07 UTC
- Prior SEC filing
- 18 May 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Michael LaGatta, Vice President, Enfield Holdings Advisors, Inc.(6)
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Enfield Holdings Advisors, Inc. filed Form 4 for EnLink Midstream, LLC on 06 Aug 2021.
Change
- Previous filing in this sequence was filed on 18 May 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ENLC
transaction
Derivative
Series B Cumulative Convertible Preferred Units
Sale
- Transaction value
- Shares
- -60,499,149
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 04 Aug 2021
- Ownership
- See Explanation of Responses
- Underlying class
- Common Units
- Underlying amount
- 69,574,021
- Exercise price
- Footnotes
- F1, F2, F3, F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Enfield Holdings Advisors, Inc. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 5 footnotes
Footnote F1
Pursuant to the terms of the Tenth Amended and Restated Agreement of Limited Partnership of EnLink MidStream Partners, LP ("ENLK"), dated as of January 25, 2019, Enfield Holdings had the right to exchange all or a portion of its Series B Cumulative Convertible Preferred Units ("Series B Preferred Units") of EnLink Midstream, LLC (the "Issuer") (along with a corresponding number of Class C Common Units of the Issuer ("Class C Common Units")) at any time for Common Units of the Issuer on a 1-for-1.15 basis, subject to certain adjustments. The right to exchange was not subject to an expiration date.
Footnote F2
In connection with the sale of Series B Preferred Units, the Reporting Persons (as defined below) sold an equal number of Class C Common Units. The aggregate consideration received by the Reporting Persons was $841,344,238.80.
Footnote F3
Enfield Holdings Advisors, Inc. ("Enfield Holdings Advisors" and, together with Enfield Holdings, the "Reporting Persons") is the general partner of Enfield Holdings, which directly held the Series B Preferred Units and Class C Common Units reported herein.
Footnote F4
Affiliates of The Goldman Sachs Group, Inc. and affiliates of TPG Global, LLC own interests in Enfield Holdings Advisors and are making separate Form 4 filings.
Footnote F5
Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.
SEC remarks
(6) The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).