Jonathan Violin - 02 Feb 2023 Form 4/A - Amendment Insider Report for Viridian Therapeutics, Inc.\DE (VRDN)

Source evidence Original filing metadata and source links for verification. 6 source fields
SEC form
4/A - Amendment
Accepted by SEC
07 Feb 2023, 17:35:01 UTC
Original report date
07 Feb 2023
Prior SEC filing
21 Jun 2022
Next SEC filing
06 Jun 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Lara Meisner, Attorney-in-Fact for Jonathan Violin

Key filing fact

Jonathan Violin filed Form 4/A - Amendment for Viridian Therapeutics, Inc.\DE (VRDN) on 07 Feb 2023.

Key facts

  • This page summarizes Jonathan Violin's Form 4/A - Amendment filing for Viridian Therapeutics, Inc.\DE (VRDN).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 07 Feb 2023, 17:35.

Change

  • Previous filing in this sequence was filed on 21 Jun 2022.
  • Current net transaction value: -$1,832,500.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

VRDN transaction

Common Stock

Options Exercise

Transaction value
$7,500
Shares
+50,000
Change %
+10%
Price
$0.1500*
Shares after
530,905
Date
02 Feb 2023
Ownership
Direct
Footnotes
F1
VRDN transaction

Common Stock

Sale

Transaction value
$1,840,000
Shares
-50,000
Change %
-9.4%
Price
$36.80
Shares after
480,905
Date
02 Feb 2023
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

VRDN transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-50,000
Change %
-17%
Price
$0.000000
Shares after
239,205
Date
02 Feb 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
50,000
Exercise price
$0.1500
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Jonathan Violin is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 3 footnotes

Footnote F1

Due to a broker error, the Form 4 filed by the Reporting Person on February 3, 2023 incorrectly reported the source of shares sold on February 2, 2023 pursuant to the Reporting Person's Rule 10b5-1 trading plan. This amendment reflects the exercise of stock options for 50,000 shares of common stock, which were the source of the shares sold.

Footnote F2

This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $36.1523 to $37.3689. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F3

The option vested 25% on September 23, 2021 and then in equal monthly installments over the following 3 years, subject to the Reporting Person's continued service to Issuer through each vesting date.

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