Sheri Lofgren - 17 Aug 2022 Form 4 Insider Report for FOCUS UNIVERSAL INC. (FCUV)

Reporting relationship: Director
Issuer ticker: FCUV
Reported as of: 17 Aug 2022
Net transaction value: -$132,251
SEC form: 4
Accepted by SEC: 12 Sep 2022, 17:30:40 UTC
Source filing: View source filing
Reporting owner signature: /s/ Sheri Lofgren

Key filing fact

Sheri Lofgren filed Form 4 for FOCUS UNIVERSAL INC. (FCUV) on 12 Sep 2022.

Key facts

This page summarizes Sheri Lofgren's Form 4 filing for FOCUS UNIVERSAL INC. (FCUV).
6 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 12 Sep 2022, 17:30.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: -$132,251.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FCUV transaction

Common Stock

Award

Transaction value: $83,659
Shares: +14,677
Change %
Price: $5.70
Shares after: 14,677
Date: 17 Aug 2022
Ownership: Direct
Footnotes: F1

FCUV transaction

Common Stock

Award

Transaction value: $32,904
Shares: +10,968
Change %: +75%
Price: $3.00
Shares after: 25,645
Date: 17 Aug 2022
Ownership: Direct
Footnotes: F2

FCUV transaction

Common Stock

Award

Transaction value: $15,983
Shares: +1,804
Change %: +7%
Price: $8.86^*
Shares after: 27,449
Date: 17 Aug 2022
Ownership: Direct
Footnotes: F3

FCUV transaction

Common Stock

Sale

Transaction value: $110,447
Shares: -10,903
Change %: -40%
Price: $10.13^*
Shares after: 16,546
Date: 07 Sep 2022
Ownership: Direct

FCUV transaction

Common Stock

Sale

Transaction value: $102,600
Shares: -10,000
Change %: -60%
Price: $10.26^*
Shares after: 6,546
Date: 07 Sep 2022
Ownership: Direct

FCUV transaction

Common Stock

Sale

Transaction value: $51,750
Shares: -5,000
Change %: -76%
Price: $10.35^*
Shares after: 1,546
Date: 07 Sep 2022
Ownership: Direct

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Represents a cashless exercise of outstanding stock options to purchase 30,000 shares of common stock. The Reporting Person received 14,677 shares of common stock and surrendered 15,323 shares of common stock underlying the stock option in payment of the exercise price.

Footnote F2

Represents a cashless exercise of outstanding stock options to purchase 15,000 shares of common stock. The Reporting Person received 10,968 shares of common stock and surrendered 4,032 shares of common stock underlying the stock option in payment of the exercise price.

Footnote F3

Represents a cashless exercise of outstanding stock options to purchase 8,750 shares of common stock. The Reporting Person received 1,804 shares of common stock and surrendered 6,946 shares of common stock underlying the stock option in payment of the exercise price.