Key facts
- This page summarizes Pope Michael Ross's Form 4 filing for FOCUS UNIVERSAL INC. (FCUV).
- 8 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 02 Sep 2022, 21:59.
Pope Michael Ross - 17 Aug 2022 Form 4 Insider Report for FOCUS UNIVERSAL INC. (FCUV)
- Reporting relationship
- Director
- Issuer ticker
- FCUV
- Reported as of
- 17 Aug 2022
- Net transaction value
- -$445,215
- SEC form
- 4
- Accepted by SEC
- 02 Sep 2022, 21:59:59 UTC
- Prior SEC filing
- 06 Dec 2022
- Next SEC filing
- 16 Dec 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Michael Pope
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Pope Michael Ross filed Form 4 for FOCUS UNIVERSAL INC. (FCUV) on 02 Sep 2022.
Change
- Previous filing in this sequence was filed on 06 Dec 2022.
- Current net transaction value: -$445,215.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
FCUV
transaction
Common Stock
Award
- Transaction value
- $83,659
- Shares
- +14,677
- Change %
- Price
- $5.70
- Shares after
- 14,677
- Date
- 17 Aug 2022
- Ownership
- Direct
- Footnotes
- F1
FCUV
transaction
Common Stock
Award
- Transaction value
- $32,904
- Shares
- +10,968
- Change %
- +75%
- Price
- $3.00
- Shares after
- 25,645
- Date
- 17 Aug 2022
- Ownership
- Direct
- Footnotes
- F2
FCUV
transaction
Common Stock
Award
- Transaction value
- $15,983
- Shares
- +1,804
- Change %
- +7%
- Price
- $8.86*
- Shares after
- 27,449
- Date
- 17 Aug 2022
- Ownership
- Direct
- Footnotes
- F3
FCUV
transaction
Common Stock
Sale
- Transaction value
- $132,291
- Shares
- -12,410
- Change %
- -45%
- Price
- $10.66*
- Shares after
- 15,039
- Date
- 31 Aug 2022
- Ownership
- Direct
- Footnotes
- F4
FCUV
transaction
Common Stock
Sale
- Transaction value
- $104,600
- Shares
- -10,000
- Change %
- -33%
- Price
- $10.46*
- Shares after
- 20,150
- Date
- 31 Aug 2022
- Ownership
- See footnote
- Footnotes
- F5, F6
FCUV
transaction
Common Stock
Sale
- Transaction value
- $40,240
- Shares
- -4,000
- Change %
- -20%
- Price
- $10.06*
- Shares after
- 16,150
- Date
- 01 Sep 2022
- Ownership
- See footnote
- Footnotes
- F6
FCUV
transaction
Common Stock
Sale
- Transaction value
- $164,892
- Shares
- -16,150
- Change %
- -100%
- Price
- $10.21*
- Shares after
- 0
- Date
- 02 Sep 2022
- Ownership
- See footnote
- Footnotes
- F6, F7
FCUV
transaction
Common Stock
Sale
- Transaction value
- $135,740
- Shares
- -13,493
- Change %
- -90%
- Price
- $10.06*
- Shares after
- 1,546
- Date
- 02 Sep 2022
- Ownership
- Direct
- Footnotes
- F8
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 8 footnotes
Footnote F1
Represents a cashless exercise of outstanding stock options to purchase 30,000 shares of common stock. The Reporting Person received 14,677 shares of common stock and surrendered 15,323 shares of common stock underlying the stock option in payment of the exercise price.
Footnote F2
Represents a cashless exercise of outstanding stock options to purchase 15,000 shares of common stock. The Reporting Person received 10,968 shares of common stock and surrendered 4,032 shares of common stock underlying the stock option in payment of the exercise price.
Footnote F3
Represents a cashless exercise of outstanding stock options to purchase 8,750 shares of common stock. The Reporting Person received 1,804 shares of common stock and surrendered 6,946 shares of common stock underlying the stock option in payment of the exercise price.
Footnote F4
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.80, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Footnote F5
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.43 to $10.53, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Footnote F6
The shares of Common Stock reported on this line are held by an entity owned and controlled by the Reporting Person.
Footnote F7
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.16 to $10.31, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Footnote F8
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.95 to $10.40, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.