Jennifer Lingjie Gu - 31 Dec 2021 Form 5 Insider Report for FOCUS UNIVERSAL INC. (FCUV)

Reporting relationship: Director, 10%+ Owner
Issuer ticker: FCUV
Reported as of: 31 Dec 2021
Net transaction value: $0
SEC form: 5
Accepted by SEC: 04 Apr 2022, 18:08:27 UTC
Prior SEC filing: 04 Apr 2022
Source filing: View source filing
Reporting owner signature: /s/ Gilbert J. Bradshaw, Attorney-in-Fact for Jennifer Gu

Key filing fact

Jennifer Lingjie Gu filed Form 5 for FOCUS UNIVERSAL INC. (FCUV) on 04 Apr 2022.

Key facts

This page summarizes Jennifer Lingjie Gu's Form 5 filing for FOCUS UNIVERSAL INC. (FCUV).
22 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 04 Apr 2022, 18:08.

Change

Previous filing in this sequence was filed on 04 Apr 2022.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 5 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FCUV transaction

Common Stock

Gift

Transaction value
Shares: -142,800
Change %: -1.9%
Price
Shares after: 7,457,200
Date: 07 Jan 2021
Ownership: By Spouse
Footnotes: F1

FCUV transaction

Common Stock

Gift

Transaction value
Shares: +142,800
Change %
Price
Shares after: 142,800
Date: 07 Jan 2021
Ownership: See Footnote
Footnotes: F1

FCUV transaction

Common Stock

Gift

Transaction value
Shares: -125,000
Change %: -1.7%
Price
Shares after: 7,332,200
Date: 01 Feb 2021
Ownership: By Spouse
Footnotes: F2

FCUV transaction

Common Stock

Gift

Transaction value
Shares: +125,000
Change %: +88%
Price
Shares after: 267,800
Date: 01 Feb 2021
Ownership: See Footnote
Footnotes: F2

FCUV transaction

Common Stock

Gift

Transaction value
Shares: -125,000
Change %: -1.7%
Price
Shares after: 7,207,200
Date: 04 Feb 2021
Ownership: By Spouse
Footnotes: F3

FCUV transaction

Common Stock

Gift

Transaction value
Shares: +125,000
Change %: +47%
Price
Shares after: 392,800
Date: 04 Feb 2021
Ownership: See Footnote
Footnotes: F3

FCUV transaction

Common Stock

Gift

Transaction value
Shares: -125,000
Change %: -1.7%
Price
Shares after: 7,082,200
Date: 10 Feb 2021
Ownership: By Spouse
Footnotes: F4

FCUV transaction

Common Stock

Gift

Transaction value
Shares: +125,000
Change %: +32%
Price
Shares after: 517,800
Date: 10 Feb 2021
Ownership: See Footnote
Footnotes: F4

FCUV transaction

Common Stock

Gift

Transaction value
Shares: -125,000
Change %: -1.8%
Price
Shares after: 6,957,200
Date: 10 Feb 2021
Ownership: By Spouse
Footnotes: F5

FCUV transaction

Common Stock

Gift

Transaction value
Shares: +125,000
Change %
Price
Shares after: 125,000
Date: 10 Feb 2021
Ownership: See Footnote
Footnotes: F5

FCUV transaction

Common Stock

Gift

Transaction value
Shares: -125,000
Change %: -1.8%
Price
Shares after: 6,832,200
Date: 10 Feb 2021
Ownership: By Spouse
Footnotes: F6

FCUV transaction

Common Stock

Gift

Transaction value
Shares: +125,000
Change %
Price
Shares after: 125,000
Date: 10 Feb 2021
Ownership: See Footnote
Footnotes: F6

FCUV transaction

Common Stock

Gift

Transaction value
Shares: -250,000
Change %: -3.7%
Price
Shares after: 6,582,200
Date: 01 Mar 2021
Ownership: By Spouse
Footnotes: F7

FCUV transaction

Common Stock

Gift

Transaction value
Shares: +250,000
Change %: +200%
Price
Shares after: 375,000
Date: 01 Mar 2021
Ownership: See Footnote
Footnotes: F7

FCUV transaction

Common Stock

Gift

Transaction value
Shares: -250,000
Change %: -3.8%
Price
Shares after: 6,332,200
Date: 01 Mar 2021
Ownership: By Spouse
Footnotes: F8

FCUV transaction

Common Stock

Gift

Transaction value
Shares: +250,000
Change %: +200%
Price
Shares after: 375,000
Date: 01 Mar 2021
Ownership: See Footnote
Footnotes: F8

FCUV transaction

Common Stock

Gift

Transaction value
Shares: -375,000
Change %: -5.9%
Price
Shares after: 5,957,200
Date: 03 Mar 2021
Ownership: By Spouse
Footnotes: F9

FCUV transaction

Common Stock

Gift

Transaction value
Shares: +375,000
Change %: +72%
Price
Shares after: 892,800
Date: 03 Mar 2021
Ownership: See Footnote
Footnotes: F9

FCUV transaction

Common Stock

Gift

Transaction value
Shares: -245,000
Change %: -4.1%
Price
Shares after: 5,712,200
Date: 29 Dec 2021
Ownership: By Spouse
Footnotes: F10

FCUV transaction

Common Stock

Gift

Transaction value
Shares: +245,000
Change %: +27%
Price
Shares after: 1,137,800
Date: 29 Dec 2021
Ownership: See Footnote
Footnotes: F10

FCUV transaction

Common Stock

Gift

Transaction value
Shares: -70,000
Change %: -9.2%
Price
Shares after: 689,000
Date: 29 Dec 2021
Ownership: See Footnote
Footnotes: F11

FCUV transaction

Common Stock

Gift

Transaction value
Shares: -13,000
Change %: -1.9%
Price
Shares after: 676,000
Date: 29 Dec 2021
Ownership: See Footnote
Footnotes: F12

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 12 footnotes

Footnote F1

Edward Lee, the Reporting Person's spouse, transferred 142,800 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.

Footnote F2

Edward Lee, the Reporting Person's spouse, transferred 125,000 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.

Footnote F3

Edward Lee, the Reporting Person's spouse, transferred 125,000 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.

Footnote F4

Edward Lee, the Reporting Person's spouse, transferred 125,000 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.

Footnote F5

Edward Lee, the Reporting Person's spouse, transferred 125,000 shares of the Issuer's Common Stock to the Brandon Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 125,000 shares of the Issuer's Common Stock through her child.

Footnote F6

Edward Lee, the Reporting Person's spouse, transferred 125,000 shares of the Issuer's Common Stock to the Isabella Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 125,000 shares of the Issuer's Common Stock through her child.

Footnote F7

Edward Lee, the Reporting Person's spouse, transferred 250,000 shares of the Issuer's Common Stock to the Brandon Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 250,000 shares of the Issuer's Common Stock through her child.

Footnote F8

Edward Lee, the Reporting Person's spouse, transferred 250,000 shares of the Issuer's Common Stock to the Isabella Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 250,000 shares of the Issuer's Common Stock through her child.

Footnote F9

Edward Lee, the Reporting Person's spouse, transferred 375,000 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.

Footnote F10

Edward Lee, the Reporting Person's spouse, transferred 245,000 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.

Footnote F11

The Reporting Person and Edward Lee, the Reporting Person's spouse, as trustees of the Lee-Gu Family Foundation, donated 70,000 shares of the Issuer's Common Stock to the Asian Pacific Community Fund.

Footnote F12

The Reporting Person and Edward Lee, the Reporting Person's spouse, as trustees of the Lee-Gu Family Foundation, donated 13,000 shares of the Issuer's Common Stock to the First Evangelical Church of Diamond Bar.

SEC remarks

Edward Lee, the Reporting Person's spouse, made these transactions for estate planning purposes; however, he could only medallion signature guarantee certain amounts of shares per week, which is why there are multiple transactions.