David Lynn Wagner - 31 Mar 2022 Form 4 Insider Report for Evanston Alternative Opportunities Fund

Reporting relationship: Other*
Issuer ticker: N/A
Reported as of: 31 Mar 2022
Net transaction value: -$1,500,000
SEC form: 4
Accepted by SEC: 01 Apr 2022, 06:10:10 UTC
Source filing: View source filing
Reporting owner signature: /s/ Scott Zimmerman (as Attorney-in-Fact)

Key filing fact

David Lynn Wagner filed Form 4 for Evanston Alternative Opportunities Fund on 01 Apr 2022.

Key facts

This page summarizes David Lynn Wagner's Form 4 filing for Evanston Alternative Opportunities Fund.
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 01 Apr 2022, 06:10.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: -$1,500,000.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

No ticker transaction

Class I common shares of beneficial interest

Sale

Transaction value: $1,500,000
Shares: -164,466
Change %: -44%
Price: $9.12^*
Shares after: 211,788
Date: 31 Mar 2022
Ownership: Direct
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

David Lynn Wagner is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 1 footnote

Footnote F1

This figure is approximate. Due to the timing of the Issuer's determination of its net asset value, the price per share and the number of shares of the Issuer that correspond to, or are held as a result of, this $1,500,000 sale cannot be determined at the time of this filing.

SEC remarks

Former Principal and Chairman of the Issuer's Investment Adviser Note: This is an "Exit" Form 4 that is voluntarily filed to report that the Reporting Person is no longer serving in a role that would subject the Reporting Person to Section 16 of the Securities Exchange Act of 1934, as amended, in connection with his transactions in the securities of the Issuer. The Reporting Person currently holds less than 10% of the securities of the Issuer and therefore will no longer report any transactions on Form 4 or Form 5.