Robert J. Hickey - 14 Jun 2021 Form 4 Insider Report for First Eagle Credit Opportunities Fund

Reporting relationship: Portfolio Manager
Issuer ticker: N/A
Reported as of: 14 Jun 2021
Net transaction value: +$3,970
SEC form: 4
Accepted by SEC: 21 Jun 2022, 11:08:01 UTC
Next SEC filing: 01 Dec 2021
Source filing: View source filing
Reporting owner signature: /s/Robert J Hickey

Key filing fact

Robert J. Hickey filed Form 4 for First Eagle Credit Opportunities Fund on 21 Jun 2022.

Key facts

This page summarizes Robert J. Hickey's Form 4 filing for First Eagle Credit Opportunities Fund.
2 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 21 Jun 2022, 11:08.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: +$3,970.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FECOF transaction Derivative

Phantom Stock

Award

Transaction value: $80,199
Shares: +3,054
Change %
Price: $26.26^*
Shares after: 3,054
Date: 14 Jun 2021
Ownership: Direct
Underlying class: Common Shares
Underlying amount: 3,054
Exercise price
Footnotes: F1

FECOF transaction Derivative

Phantom Stock

Disposed to Issuer

Transaction value: $76,229
Shares: -3,054
Change %: -100%
Price: $24.96^*
Shares after: 0
Date: 16 Jun 2022
Ownership: Direct
Underlying class: Common Shares
Underlying amount: 3,054
Exercise price
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Each share of phantom stock represents the economic equivalent of one Common Share. The Reporting Person acquired these shares of phantom stock through the deferred compensation program of the Issuers investment adviser (the "Program"). This investment option is no longer an option under the Program, and such interest has been reallocated to other investment options in the Program not involving Common Shares.