Key facts
- This page summarizes Scott Trezise's Form 4 filing for Lumen Technologies, Inc. (LUMN).
- 3 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 03 Mar 2023, 20:38.
Scott Trezise - 01 Mar 2023 Form 4 Insider Report for Lumen Technologies, Inc. (LUMN)
- Reporting relationship
- EVP, Human Resources
- Issuer ticker
- LUMN
- Reported as of
- 01 Mar 2023
- Net transaction value
- -$62,775
- SEC form
- 4
- Accepted by SEC
- 03 Mar 2023, 20:38:56 UTC
- Prior SEC filing
- 03 Mar 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Gary Maxwell Cox, as Attorney-in-Fact for Scott Trezise
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Scott Trezise filed Form 4 for Lumen Technologies, Inc. (LUMN) on 03 Mar 2023.
Change
- Previous filing in this sequence was filed on 03 Mar 2022.
- Current net transaction value: -$62,775.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
LUMN
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +768,344
- Change %
- +170%
- Price
- $0.000000
- Shares after
- 1,220,938
- Date
- 01 Mar 2023
- Ownership
- Direct
- Footnotes
- F1
LUMN
transaction
Common Stock
Tax liability
- Transaction value
- $62,775
- Shares
- -19,435
- Change %
- -1.6%
- Price
- $3.23
- Shares after
- 1,201,503
- Date
- 01 Mar 2023
- Ownership
- Direct
- Footnotes
- F2
LUMN
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $0
- Shares
- -42,711
- Change %
- -3.6%
- Price
- $0.000000
- Shares after
- 1,158,792
- Date
- 01 Mar 2023
- Ownership
- Direct
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2024. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2026.
Footnote F2
Shares withheld to cover the taxes due upon the vesting of equity awards.
Footnote F3
Represents performance-based restricted shares or RSUs granted on February 26, 2020, which were forfeited on March 1, 2023 for failing to achieve the three-year performance metrics.