Key facts
- This page summarizes Yakira Capital Management, Inc.'s Form 3 filing for Alset Capital Acquisition Corp. (HWH).
- 0 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 09 May 2023, 16:30.
Yakira Capital Management, Inc. - 03 May 2023 Form 3 Insider Report for Alset Capital Acquisition Corp. (HWH)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- HWH
- Reported as of
- 03 May 2023
- Net transaction value
- $0
- SEC form
- 3
- Accepted by SEC
- 09 May 2023, 16:30:59 UTC
- Prior SEC filing
- 23 Feb 2023
- Next SEC filing
- 05 Jun 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Nicholas Sabatini
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Yakira Capital Management, Inc. filed Form 3 for Alset Capital Acquisition Corp. (HWH) on 09 May 2023.
Change
- Previous filing in this sequence was filed on 23 Feb 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ACAX
holding
Class A Common Stock, par value $0.0001 per share
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 350,000
- Date
- 03 May 2023
- Ownership
- See Footnote
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Yakira Capital Management, Inc., a Delaware corporation (the "Reporting Person"), serves as investment advisors to each of (i) Yakira Partners, L.P., a Delaware limited partnership ("Yakira Partners"), (ii) Yakira Enhanced Offshore Fund Ltd., a Cayman Islands exempted company ("Yakira Offshore") and (iii) MAP 136 Segregated Portfolio, a Cayman Islands exempted company ("MAP 136") and has sole voting and investment discretion with respects to the securities reported herein which are held by Yakira Partners, Yakira Offshore and MAP 136. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of the Reporting Person's pecuniary interest therein.
Footnote F2
This Form 3 is being filed due to the redemption of 6,648,964 Class A Common Stock, par value $0.0001 per share (as announced by the Company in a Form 8-K filed on May 3, 2023) by Company stockholders, after which the Reporting Person's aggregate beneficial ownership was above 10% due to the ownership of the Class A Common Stock already held on such date.