Efraim Harari - 01 Oct 2021 Form 4 Insider Report for SentinelOne, Inc. (S)

Reporting relationship: Chief of Staff
Issuer ticker: S
Reported as of: 01 Oct 2021
Net transaction value: -$4,400,000
SEC form: 4
Accepted by SEC: 05 Oct 2021, 16:58:40 UTC
Prior SEC filing: 29 Jun 2021
Source filing: View source filing
Reporting owner signature: /s/ David Bernhardt, Attorney-in-Fact

Key filing fact

Efraim Harari filed Form 4 for SentinelOne, Inc. (S) on 05 Oct 2021.

Key facts

This page summarizes Efraim Harari's Form 4 filing for SentinelOne, Inc. (S).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 05 Oct 2021, 16:58.

Change

Previous filing in this sequence was filed on 29 Jun 2021.
Current net transaction value: -$4,400,000.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

S transaction

Class A Common Stock

Conversion of derivative security

Transaction value
Shares: +80,000
Change %
Price
Shares after: 80,000
Date: 01 Oct 2021
Ownership: Direct
Footnotes: F1, F2

S transaction

Class A Common Stock

Sale

Transaction value: $4,400,000
Shares: -80,000
Change %: -100%
Price: $55.00
Shares after: 0
Date: 01 Oct 2021
Ownership: Direct
Footnotes: F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

S transaction Derivative

Class B Common Stock

Conversion of derivative security

Transaction value: $0
Shares: -80,000
Change %: -22%
Price: $0.000000
Shares after: 280,000
Date: 01 Oct 2021
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 80,000
Exercise price
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Efraim Harari is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 3 footnotes

Footnote F1

Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by Tomer Weingarten, including certain entities that Mr. Weingarten controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that Mr. Weingarten originally held as of the date of the IPO,

Footnote F2

(continued from footnote 1) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the first date following the completion of this offering when Mr. Weingarten is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which Mr. Weingarten is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the death or disability, as defined in the Issuer's restated certificate of incorporation, of Mr. Weingarten.

Footnote F3

The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, dated July 14, 2021.