Key facts
- This page summarizes Norman H. Pessin's Form 4 filing for PRECISION OPTICS CORPORATION, INC. (POCI).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 02 Nov 2022, 11:46.
Norman H. Pessin - 31 Oct 2022 Form 4 Insider Report for PRECISION OPTICS CORPORATION, INC. (POCI)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- POCI
- Reported as of
- 31 Oct 2022
- Net transaction value
- +$151,463
- SEC form
- 4
- Accepted by SEC
- 02 Nov 2022, 11:46:11 UTC
- Prior SEC filing
- 07 Oct 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Norman H. Pessin
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Norman H. Pessin filed Form 4 for PRECISION OPTICS CORPORATION, INC. (POCI) on 02 Nov 2022.
Change
- Previous filing in this sequence was filed on 07 Oct 2022.
- Current net transaction value: +$151,463.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
POCI
transaction
Common Stock
Purchase
- Transaction value
- $151,463
- Shares
- +79,300
- Change %
- +226%
- Price
- $1.91
- Shares after
- 114,400
- Date
- 31 Oct 2022
- Ownership
- Direct
- Footnotes
- F1
POCI
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,432,084
- Date
- 31 Oct 2022
- Ownership
- Direct
- Footnotes
- F1, F2
POCI
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,143,700
- Date
- 31 Oct 2022
- Ownership
- Direct
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
This Form 4 is filed jointly by Norman H. Pessin, Brian L. Pessin and Sandra F. Pessin (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of common stock. Each Reporting Person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of his or her pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of common stock for purposes of Section 16 or for any other purpose.
Footnote F2
Shares beneficially owned by Sandra F. Pessin, Norman H. Pessin's spouse. Norman H. Pessin expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Footnote F3
Shares beneficially owned by Brian L. Pessin. Norman H. Pessin and Sandra F. Pessin expressly disclaim beneficial ownership of such shares.