Key facts
- This page summarizes John Patrick Graham's Form 4 filing for Dutch Bros Inc. (BROS).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 04 Jan 2023, 16:22.
John Patrick Graham - 03 Jan 2023 Form 4 Insider Report for Dutch Bros Inc. (BROS)
- Reporting relationship
- Chief Marketing Officer
- Issuer ticker
- BROS
- Reported as of
- 03 Jan 2023
- Net transaction value
- -$1,412,293
- SEC form
- 4
- Accepted by SEC
- 04 Jan 2023, 16:22:03 UTC
- Prior SEC filing
- 15 Dec 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Charles Jemley, as Attorney-in-Fact for John Graham
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
John Patrick Graham filed Form 4 for Dutch Bros Inc. (BROS) on 04 Jan 2023.
Change
- Previous filing in this sequence was filed on 15 Dec 2022.
- Current net transaction value: -$1,412,293.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BROS
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +145,645
- Change %
- +89%
- Price
- $0.000000
- Shares after
- 308,977
- Date
- 03 Jan 2023
- Ownership
- Direct
BROS
transaction
Class A Common Stock
Tax liability
- Transaction value
- $1,412,293
- Shares
- -51,999
- Change %
- -17%
- Price
- $27.16
- Shares after
- 256,978
- Date
- 03 Jan 2023
- Ownership
- Direct
BROS
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 172,000
- Date
- 03 Jan 2023
- Ownership
- By Ithaca Trust
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
BROS
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -145,645
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 145,699
- Date
- 03 Jan 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 145,645
- Exercise price
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Securities held in trust for the benefit of the reporting person's spouse and children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Footnote F2
The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting.
Footnote F3
The reporting person received an award of restricted stock units with 50% vesting as of the date of grant, 16.66% vesting on January 1, 2022 and 16.67% vesting on each of January 1, 2023 and January 1, 2024.