James B. Tananbaum - 10 Jun 2021 Form 4 Insider Report for Quantum-Si Inc (QSI)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
14 Jun 2021, 18:55:33 UTC
Next SEC filing
06 Oct 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Christian LaPointe, Ph.D., Attorney-in-Fact

Key filing fact

James B. Tananbaum filed Form 4 for Quantum-Si Inc (QSI) on 14 Jun 2021.

Key facts

  • This page summarizes James B. Tananbaum's Form 4 filing for Quantum-Si Inc (QSI).
  • 7 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 14 Jun 2021, 18:55.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: +$25,000,696.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

QSI transaction

Class A Common Stock

Award

Transaction value
Shares
+4,463,619
Change %
Price
Shares after
4,463,619
Date
10 Jun 2021
Ownership
Foresite Capital Fund IV, L.P.
Footnotes
F1, F2
QSI transaction

Class A Common Stock

Award

Transaction value
Shares
+743,936
Change %
Price
Shares after
743,936
Date
10 Jun 2021
Ownership
Foresite Capital Fund V, L.P.
Footnotes
F2, F3
QSI transaction

Class A Common Stock

Award

Transaction value
$12,500,000
Shares
+1,250,000
Change %
+168%
Price
$10.00
Shares after
1,993,936
Date
10 Jun 2021
Ownership
Foresite Capital Fund V, L.P.
Footnotes
F2, F4
QSI transaction

Class A Common Stock

Award

Transaction value
$348
Shares
+348,125
Change %
+17%
Price
$0.001000*
Shares after
2,342,061
Date
10 Jun 2021
Ownership
Foresite Capital Fund V, L.P.
Footnotes
F2, F5
QSI transaction

Class A Common Stock

Award

Transaction value
$12,500,000
Shares
+1,250,000
Change %
Price
$10.00
Shares after
1,250,000
Date
10 Jun 2021
Ownership
By Foresite Capital Opportunity Fund V, L.P.
Footnotes
F2, F4
QSI transaction

Class A Common Stock

Award

Transaction value
$348
Shares
+348,125
Change %
+28%
Price
$0.001000*
Shares after
1,598,125
Date
10 Jun 2021
Ownership
By Foresite Capital Opportunity Fund V, L.P.
Footnotes
F2, F5
QSI transaction

Class A Common Stock

Award

Transaction value
$0
Shares
+20,512
Change %
Price
$0.000000
Shares after
20,512
Date
11 Jun 2021
Ownership
Direct
Footnotes
F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

In connection with the closing of the transactions contemplated by the Business Combination Agreement, dated as of February 18, 2021, by and among HighCape Capital Acquisition Corp. ("HighCape"), Tenet Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of HighCape ("Merger Sub"), and Quantum-Si Incorporated, a Delaware corporation ("Quantum-Si"), pursuant to which Merger Sub merged with and into Quantum-Si (the "Merger"), with Quantum-Si surviving as a wholly-owned subsidiary of HighCape (which changed its name to "Quantum-Si Incorporated", the "Issuer"), these shares were received in exchange for 5,597,015 shares of Quantum-Si Series E preferred stock.

Footnote F2

Foresite Capital Management IV, LLC ("FCM IV") is the general partner of Foresite Capital Fund IV, L.P. ("Foresite IV") and may be deemed to have sole voting and dispositive power over shares held by Foresite IV. Foresite Capital Management V, LLC ("FCM V") is the general partner of Foresite Capital Fund V, L.P. ("Foresite V") and Foresite Capital Opportunity Fund V, L.P. ("Foresite Opportunity") and may be deemed to have sole voting and dispositive power over shares held by Foresite V and Foresite Opportunity. Dr. Tananbaum is the sole managing member of FCM IV and FCM V and may be deemed to have sole voting and dispositive power over share held by Foresite IV, Foresite V, and Foresite Opportunity. Each of FCM IV, FCM V, Foresite Opportunity, and Dr. Tananbaum disclaims beneficial ownership of shares held by Foresite IV, Foresite V, and Foresite Opportunity except to the extent of any pecuniary interest therein.

Footnote F3

Received in connection with the Merger in exchange for 932,836 shares of Quantum-Si Series E preferred stock.

Footnote F4

Foresite V and Foresite Opportunity each purchased 1,250,000 shares of Class A common stock from the Issuer, at a price of $10.00 per share, in a private placement immediately prior to the closing of the Merger.

Footnote F5

Foresite V and Foresite Opportunity each acquired 348,125 shares of Class A common stock from the Issuer, at a price of $0.001 per share, immediately prior to the closing of the Merger.

Footnote F6

Consists of RSUs. Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in equal annual installments over three years beginning on June 11, 2022, subject to Dr. Tananbaum's continued service through the applicable vesting date.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .