Wicklow Capital Inc. - 22 Feb 2021 Form 4 Insider Report for MedMen Enterprises, Inc.

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
27 Sep 2021, 13:50:06 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Emma Cuadrado, Secretary

Key filing fact

Wicklow Capital Inc. filed Form 4 for MedMen Enterprises, Inc. on 27 Sep 2021.

Key facts

  • This page summarizes Wicklow Capital Inc.'s Form 4 filing for MedMen Enterprises, Inc..
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 27 Sep 2021, 13:50.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MMNFF transaction

Class B Subordinate Voting Shares

Other

Transaction value
Shares
+9,813,234
Change %
+44%
Price
Shares after
32,166,706
Date
22 Feb 2021
Ownership
By Clarence, LP. See footnote 4.
Footnotes
F1, F2, F3, F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MMNFF transaction Derivative

Class B Common Shares

Other

Transaction value
Shares
-9,813,234
Change %
-100%
Price
Shares after
0
Date
22 Feb 2021
Ownership
Direct
Underlying class
Class B Subordinate Voting Shares
Underlying amount
9,813,234
Exercise price
Footnotes
F3, F5, F6, F7
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Wicklow Capital Inc. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 7 footnotes

Footnote F1

This Form 4 is being filed jointly by Wicklow Capital, Inc., an Illinois corporation ("Wicklow"), Milestone Investments, LP, an Alaska limited partnership ("Milestone"), the Dan Tierney & Daniel V. Tierney 2003 Trust (the "Trust"), and Daniel V. Tierney (collectively, the "Reporting Persons").

Footnote F2

Shares acquired upon redemption of Class B Common Shares ("Class B Shares") of MM CAN USA, Inc., a California corporation ("MM CAN"). See also footnote 6.

Footnote F3

Not applicable.

Footnote F4

Wicklow is the general partner of each of Milestone and Clarence, LP ("Clarence"). The Trust is the sole stockholder of Wicklow and the sole limited partner of Milestone and Clarence. Daniel V. Tierney is the trustee and sole beneficiary of the Trust and has voting and/or dispositive power over the securities of Issuer held by Wicklow, Milestone and Clarence. As a result, Daniel V. Tierney and the Trust may be deemed to indirectly beneficially own the securities of Issuer held by Wicklow, Milestone and Clarence. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest, if any, therein.

Footnote F5

Class B Shares of MM CAN.

Footnote F6

Class B Shares may be exchanged or redeemed for Class B Subordinate Voting Shares ("Subordinate Voting Shares") of Issuer as specified in MM CAN's articles of incorporation. Upon exercise of a redemption or exchange right, MM CAN will repurchase for cancellation each Class B Share submitted for redemption or exchange in consideration for either, at MM CAN's election, one Subordinate Voting Share or a cash amount equal to the cash settlement amount applicable to such Subordinate Voting Share (which cash settlement amount would be equal to the five-day VWAP for the Subordinate Voting Shares on the principal securities exchange on which the Subordinate Voting Shares are traded, ending on the last trading day immediately prior to the applicable date of redemption or exchange); provided that MM CAN may assign to Issuer its rights and rights and obligations to effect a redemption or exchange directly with the redeeming holder.

Footnote F7

Shares redeemed pursuant to terms specified in the articles of incorporation of MM CAN. See also footnote 6.

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