Key facts
- This page summarizes Tracey D. Weber's Form 4 filing for Houghton Mifflin Harcourt Co.
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 11 Apr 2022, 18:02.
Tracey D. Weber - 07 Apr 2022 Form 4 Insider Report for Houghton Mifflin Harcourt Co
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 07 Apr 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 11 Apr 2022, 18:02:36 UTC
- Prior SEC filing
- 02 Jun 2021
- Next SEC filing
- 13 May 2026
- Source filing
- View source filing
- Reporting owner signature
- s/ William F. Bayers, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Tracey D. Weber filed Form 4 for Houghton Mifflin Harcourt Co on 11 Apr 2022.
Change
- Previous filing in this sequence was filed on 02 Jun 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HMHC
transaction
Common Stock
Disposed to Issuer
- Transaction value
- Shares
- -94,954
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 07 Apr 2022
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
HMHC
transaction
Derivative
Restricted Stock Unit
Disposed to Issuer
- Transaction value
- Shares
- -11,066
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 07 Apr 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 11,066
- Exercise price
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Tracey D. Weber is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 3 footnotes
Footnote F1
In connection with that certain Agreement and Plan of Merger by and among Houghton Mifflin Harcourt Company (the "Company"), Harbor Purchaser Inc., and Harbor Holding Corp., dated as of February 21, 2022 (the "Merger Agreement") and the related tender offer, the Reporting Person became entitled to receive, in respect of each share of the Company's common stock, an amount in cash equal to $21.00.
Footnote F2
Each restricted stock unit ("RSU") represented the economic equivalent of one share of the Company's common stock.
Footnote F3
Pursuant to the terms of the Merger Agreement, immediately prior to the Acceptance Time (as defined in the Merger Agreement), each RSU that was outstanding and unvested vested in full and was cancelled, and the Reporting Person became entitled to receive, in respect of each share of common stock subject to such RSU, an amount in cash equal to $21.00.
SEC remarks
William F. Bayers is the Executive Vice President, Secretary and General Counsel of the Company.