Gates Frontier, LLC - 21 Dec 2021 Form 4 Insider Report for EXICURE, INC. (XCUR)

Reporting relationship: 10%+ Owner
Issuer ticker: XCUR
Reported as of: 21 Dec 2021
Net transaction value: -$303,200
SEC form: 4
Accepted by SEC: 22 Dec 2021, 15:13:43 UTC
Prior SEC filing: 24 Sep 2021
Next SEC filing: 17 Aug 2022
Source filing: View source filing
Reporting owner signature: Gates Frontier, LLC by /s/ Alan Heuberger, Attorney-in-fact for Michael Larson, Manager

Key filing fact

Gates Frontier, LLC filed Form 4 for EXICURE, INC. (XCUR) on 22 Dec 2021.

Key facts

This page summarizes Gates Frontier, LLC's Form 4 filing for EXICURE, INC. (XCUR).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 22 Dec 2021, 15:13.

Change

Previous filing in this sequence was filed on 24 Sep 2021.
Current net transaction value: -$303,200.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

XCUR transaction

Common stock

Sale

Transaction value: $303,200
Shares: -1,268,619
Change %: -20%
Price: $0.2390
Shares after: 5,064,703
Date: 21 Dec 2021
Ownership: Direct
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Gates Frontier, LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 1 footnote

Footnote F1

This transaction was executed in multiple trades at prices ranging from $0.2300 to $0.2492. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.