David F. Pietrantoni - 17 Nov 2021 Form 4 Insider Report for Brooks Automation, Inc. (AZTA)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
19 Nov 2021, 15:10:36 UTC
Prior SEC filing
17 Nov 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jason W. Joseph, Attorney-in-fact for David F. Pietrantoni

Key filing fact

David F. Pietrantoni filed Form 4 for Brooks Automation, Inc. (AZTA) on 19 Nov 2021.

Key facts

  • This page summarizes David F. Pietrantoni's Form 4 filing for Brooks Automation, Inc. (AZTA).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 19 Nov 2021, 15:10.

Change

  • Previous filing in this sequence was filed on 17 Nov 2021.
  • Current net transaction value: -$576,074.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AZTA transaction

Common Stock

Sale

Transaction value
$476,841
Shares
-3,998
Change %
-12%
Price
$119.27
Shares after
28,207
Date
17 Nov 2021
Ownership
Direct
Footnotes
F1, F2
AZTA transaction

Common Stock

Sale

Transaction value
$99,233
Shares
-832
Change %
-2.9%
Price
$119.27
Shares after
27,375
Date
17 Nov 2021
Ownership
Direct
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2021 of 9,642 performance-based units held by the reporting person and previously reported on Form 4.

Footnote F2

Represents the weighted average price for shares sold between November 16, 2021 and November 17, 2021 at a range between $114.73 and $121.43. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

Footnote F3

Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2021 of 1,975 restricted stock units from three grants held by the reporting person and previously reported on Form 4.

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