Key facts
- This page summarizes Houman Behzadi's Form 4 filing for C3.ai, Inc. (AI).
- 4 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 20 Jun 2023, 19:39.
Houman Behzadi - 15 Jun 2023 Form 4 Insider Report for C3.ai, Inc. (AI)
- Reporting relationship
- Chief Product Officer
- Issuer ticker
- AI
- Reported as of
- 15 Jun 2023
- Net transaction value
- -$2,074,408
- SEC form
- 4
- Accepted by SEC
- 20 Jun 2023, 19:39:01 UTC
- Prior SEC filing
- 17 Mar 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Eric Jensen, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Houman Behzadi filed Form 4 for C3.ai, Inc. (AI) on 20 Jun 2023.
Change
- Previous filing in this sequence was filed on 17 Mar 2023.
- Current net transaction value: -$2,074,408.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AI
transaction
Class A Common Stock
Options Exercise
- Transaction value
- Shares
- +83,074
- Change %
- +21%
- Price
- Shares after
- 475,550
- Date
- 15 Jun 2023
- Ownership
- Direct
- Footnotes
- F1
AI
transaction
Class A Common Stock
Tax liability
- Transaction value
- $2,074,408
- Shares
- -44,736
- Change %
- -9.4%
- Price
- $46.37
- Shares after
- 430,814
- Date
- 15 Jun 2023
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AI
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -8,074
- Change %
- -20%
- Price
- $0.000000
- Shares after
- 32,294
- Date
- 15 Jun 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 8,074
- Exercise price
- Footnotes
- F1, F2
AI
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -75,000
- Change %
- -7.7%
- Price
- $0.000000
- Shares after
- 900,000
- Date
- 15 Jun 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 75,000
- Exercise price
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.
Footnote F2
12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
Footnote F3
6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.