Key facts
- This page summarizes David Barter's Form 4 filing for C3.ai, Inc. (AI).
- 4 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 15 Nov 2021, 16:46.
David Barter - 12 Nov 2021 Form 4 Insider Report for C3.ai, Inc. (AI)
- Reporting relationship
- Senior VP and CFO
- Issuer ticker
- AI
- Reported as of
- 12 Nov 2021
- Net transaction value
- -$354,583
- SEC form
- 4
- Accepted by SEC
- 15 Nov 2021, 16:46:22 UTC
- Prior SEC filing
- 14 Oct 2021
- Next SEC filing
- 19 Aug 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Brady Mickelsen, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
David Barter filed Form 4 for C3.ai, Inc. (AI) on 15 Nov 2021.
Change
- Previous filing in this sequence was filed on 14 Oct 2021.
- Current net transaction value: -$354,583.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AI
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $332,492
- Shares
- +19,444
- Change %
- +31%
- Price
- $17.10
- Shares after
- 82,443
- Date
- 12 Nov 2021
- Ownership
- Direct
- Footnotes
- F1
AI
transaction
Class A Common Stock
Sale
- Transaction value
- $575,282
- Shares
- -12,479
- Change %
- -15%
- Price
- $46.10
- Shares after
- 69,964
- Date
- 12 Nov 2021
- Ownership
- Direct
- Footnotes
- F1
AI
transaction
Class A Common Stock
Sale
- Transaction value
- $111,794
- Shares
- -2,365
- Change %
- -3.4%
- Price
- $47.27
- Shares after
- 67,599
- Date
- 12 Nov 2021
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AI
transaction
Derivative
Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -19,444
- Change %
- -2.1%
- Price
- $0.000000
- Shares after
- 913,891
- Date
- 12 Nov 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 19,444
- Exercise price
- $17.10
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Transaction pursuant to a previously established Rule 10b5-1 Plan.
Footnote F2
Twenty percent (20%) of the shares subject to the option grant vested on October 8, 2021, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.