Brady Mickelsen - 23 Jun 2021 Form 4 Insider Report for C3.ai, Inc. (AI)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
25 Jun 2021, 18:54:04 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Brady Mickelsen, Attorney-in-Fact

Key filing fact

Brady Mickelsen filed Form 4 for C3.ai, Inc. (AI) on 25 Jun 2021.

Key facts

  • This page summarizes Brady Mickelsen's Form 4 filing for C3.ai, Inc. (AI).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 25 Jun 2021, 18:54.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AI transaction

Class A Common Stock

Award

Transaction value
$0
Shares
+333
Change %
+0.17%
Price
$0.000000
Shares after
199,777
Date
23 Jun 2021
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AI transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+60,000
Change %
Price
$0.000000
Shares after
60,000
Date
23 Jun 2021
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
60,000
Exercise price
$61.65
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will fully vest on June 23, 2022 so long as the Reporting Person continues to provide services through such vesting date.

Footnote F2

Twenty percent (20%) of the shares subject to the option grant shall vest on June 23, 2021, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.

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