Key facts
- This page summarizes Joan A. Dempsey's Form 4 filing for QTS Realty Trust, Inc..
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 02 Sep 2021, 16:11.
Joan A. Dempsey - 31 Aug 2021 Form 4 Insider Report for QTS Realty Trust, Inc.
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 31 Aug 2021
- Net transaction value
- -$202,166
- Reporting owner signature
- /s/ Aga Carpenter, as attorney-in-fact for Joan A. Dempsey
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Joan A. Dempsey filed Form 4 for QTS Realty Trust, Inc. on 02 Sep 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$202,166.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
QTS
transaction
Class A Common Stock
Disposed to Issuer
- Transaction value
- Shares
- -2,053
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 31 Aug 2021
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
QTS
transaction
Derivative
Employee Stock Option (Right to Buy)
Disposed to Issuer
- Transaction value
- $202,166
- Shares
- -10,674
- Change %
- -100%
- Price
- $18.94*
- Shares after
- 0
- Date
- 31 Aug 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 10,674
- Exercise price
- $59.06
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Joan A. Dempsey is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
Includes restricted Class A common stock granted under the QTS Realty Trust, Inc. 2013 Equity Incentive Plan (the "Plan") that vested one year after the date of grant. All Class A common stock was disposed of, pursuant to the merger of the Issuer with and into Volt Lower Holdings LLC (the "Merger") pursuant to the terms of the Agreement and Plan of Merger, dated as of June 7, 2021, among the Issuer, QualityTech, LP (the "Operating Partnership"), Volt Upper Holdings LLC, Volt Lower Holdings LLC, and Volt Acquisition LP (the "Merger Agreement") in exchange for $78.00 in cash per share, without interest, less any applicable withholding.
Footnote F2
These options to purchase shares of Class A common stock were granted under the Plan and vest one year after the date of grant. Each option was canceled in the Merger in exchange for a cash payment of $18.94, representing the difference between the exercise price of the option and $78.00, less any applicable income and employment withholding taxes.