Key facts
- This page summarizes GOLDMAN SACHS GROUP INC's Form 4 filing for KnowBe4, Inc..
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 18 May 2022, 21:54.
GOLDMAN SACHS GROUP INC - 16 May 2022 Form 4 Insider Report for KnowBe4, Inc.
- Reporting relationship
- Director, 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 16 May 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 18 May 2022, 21:54:11 UTC
- Prior SEC filing
- 16 Mar 2022
- Next SEC filing
- 19 May 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Crystal Orgill, Attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Filing notes and source
Key filing fact
GOLDMAN SACHS GROUP INC filed Form 4 for KnowBe4, Inc. on 18 May 2022.
Change
- Previous filing in this sequence was filed on 16 Mar 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
KNBE
transaction
Class A Common Stock
Conversion of derivative security
- Transaction value
- Shares
- +2,410,000
- Change %
- +848592%
- Price
- Shares after
- 2,410,284
- Date
- 16 May 2022
- Ownership
- See Footnotes
- Footnotes
- F1, F2, F3, F4
KNBE
transaction
Class A Common Stock
Gift
- Transaction value
- $0
- Shares
- -2,410,000
- Change %
- -100%
- Price
- $0.000000
- Shares after
- 284
- Date
- 16 May 2022
- Ownership
- See Footnotes
- Footnotes
- F2, F3, F4, F5
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
KNBE
transaction
Derivative
Class B Common Stock
Conversion of derivative security
- Transaction value
- Shares
- -2,410,000
- Change %
- -26%
- Price
- Shares after
- 6,761,033
- Date
- 16 May 2022
- Ownership
- See Footnotes
- Underlying class
- Class A Common Stock
- Underlying amount
- 2,410,000
- Exercise price
- Footnotes
- F1, F2, F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
GOLDMAN SACHS GROUP INC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 5 footnotes
Footnote F1
Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. The Class B Common Stock has no expiration date.
Footnote F2
This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman Sachs & Co. LLC ("Goldman Sachs"), Broad Street Principal Investments, L.L.C. ("BSPI"), StoneBridge 2017, L.P. ("SB Fund"), StoneBridge 2017 Offshore, L.P. ("SB Fund Offshore," and, together with SB Fund, the "SB Funds") and Bridge Street Opportunity Advisors, L.L.C ("Bridge Street"). Goldman Sachs is a subsidiary of GS Group. Goldman Sachs is the investment manager of the SB Funds. Each of Bridge Street and BSPI is wholly owned by GS Group. Effective May 16, 2022, Joseph P. DiSabato, a Managing Director of Goldman Sachs, ceased to be a director of KnowBe4, Inc., and the Reporting Persons accordingly ceased to be directors by deputization.
Footnote F3
After giving effect to the donation on May 16, 2022, Goldman Sachs and GS Group may be deemed to beneficially own indirectly, in the aggregate, 284 shares of Class A Common Stock and 6,761,033 shares of Class B Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) 5,714,738 shares of Class B Common Stock held directly by BSPI, (ii) 715,570 shares of Class B Common Stock held directly by SB Fund; (iii) 330,725 shares of Class B Common Stock held directly by SB Fund Offshore; and (iv) 1,046,295 shares of Class B Common Stock held indirectly by Bridge Street.
Footnote F4
Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.
Footnote F5
This transaction represents a donation of shares of the Issuer's Class A Common Stock to a charity.