Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
26 Jul 2021, 21:30:41 UTC
Prior SEC filing
21 Jul 2021
Next SEC filing
06 Jan 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Mayfield XIII, a Cayman Islands Exempted Limited Partnership, By: Mayfield XIII Management (EGP), L.P., its general partner, By: Mayfield XIII Management (UGP), Ltd., its general partner, By: /s/ Paul Kohli,...
Open signature details
Mayfield XIII, a Cayman Islands Exempted Limited Partnership, By: Mayfield XIII Management (EGP), L.P., its general partner, By: Mayfield XIII Management (UGP), Ltd., its general partner, By: /s/ Paul Kohli, Authorized Signatory

Key filing fact

Mayfield XIII, a Cayman Islands Exempted Limited Partnership filed Form 4 for Couchbase, Inc. (BASE) on 26 Jul 2021.

Key facts

  • This page summarizes Mayfield XIII, a Cayman Islands Exempted Limited Partnership's Form 4 filing for Couchbase, Inc. (BASE).
  • 7 reported transactions and 6 derivative rows are listed below.
  • Accepted by SEC: 26 Jul 2021, 21:30.

Change

  • Previous filing in this sequence was filed on 21 Jul 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BASE transaction

Common Stock

Conversion of derivative security

Transaction value
Shares
+3,251,435
Change %
+3611%
Price
Shares after
3,341,480
Date
26 Jul 2021
Ownership
Mayfield XIII, a Cayman Islands Exempted Limited Partnership
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

BASE transaction Derivative

Series B Preferred Stock

Conversion of derivative security

Transaction value
$0
Shares
-1,909,090
Change %
-100%
Price
$0.000000*
Shares after
0
Date
26 Jul 2021
Ownership
Mayfield XIII, a Cayman Islands Exempted Limited Partnership
Underlying class
Common Stock
Underlying amount
1,909,090
Exercise price
Footnotes
F1, F2
BASE transaction Derivative

Series C Preferred Stock

Conversion of derivative security

Transaction value
$0
Shares
-715,278
Change %
-100%
Price
$0.000000*
Shares after
0
Date
26 Jul 2021
Ownership
Mayfield XIII, a Cayman Islands Exempted Limited Partnership
Underlying class
Common Stock
Underlying amount
715,278
Exercise price
Footnotes
F1, F2
BASE transaction Derivative

Series D Preferred Stock

Conversion of derivative security

Transaction value
$0
Shares
-258,017
Change %
-100%
Price
$0.000000*
Shares after
0
Date
26 Jul 2021
Ownership
Mayfield XIII, a Cayman Islands Exempted Limited Partnership
Underlying class
Common Stock
Underlying amount
258,017
Exercise price
Footnotes
F1, F2
BASE transaction Derivative

Series E Preferred Stock

Conversion of derivative security

Transaction value
$0
Shares
-120,645
Change %
-100%
Price
$0.000000*
Shares after
0
Date
26 Jul 2021
Ownership
Mayfield XIII, a Cayman Islands Exempted Limited Partnership
Underlying class
Common Stock
Underlying amount
127,014
Exercise price
Footnotes
F1, F2
BASE transaction Derivative

Series F Preferred Stock

Conversion of derivative security

Transaction value
$0
Shares
-169,212
Change %
-100%
Price
$0.000000*
Shares after
0
Date
26 Jul 2021
Ownership
Mayfield XIII, a Cayman Islands Exempted Limited Partnership
Underlying class
Common Stock
Underlying amount
169,212
Exercise price
Footnotes
F1, F2
BASE transaction Derivative

Series G Preferred Stock

Conversion of derivative security

Transaction value
$0
Shares
-68,269
Change %
-100%
Price
$0.000000*
Shares after
0
Date
26 Jul 2021
Ownership
Mayfield XIII, a Cayman Islands Exempted Limited Partnership
Underlying class
Common Stock
Underlying amount
72,824
Exercise price
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Mayfield XIII, a Cayman Islands Exempted Limited Partnership is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 2 footnotes

Footnote F1

Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series F Preferred Stock automatically converted into shares of the Issuer's Common Stock on a one-for-one basis, each share of Series E Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.05279880234039-for-one basis, and each share of Series G Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.06673317089756 basis. The preferred stock has no expiration date.

Footnote F2

These shares are held of record by Mayfield XIII, a Cayman Islands Exempted Limited Partnership, or MF XIII. Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Company, or MF XIII UGP, is the general partner of Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership, which is the general partner of MF XIII. Rajeev Batra, Navin Chaddha and Vaneeta Varma are the directors of MF XIII UGP. As a result, each of the foregoing entities and individuals may be deemed to share beneficial ownership of the shares owned by MF XIII, but each such entity or person disclaims such beneficial ownership except to the extent of its or their pecuniary interest therein.

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