John Giampetroni - 04 Mar 2022 Form 4 Insider Report for PLBY Group, Inc. (PLBY)

Reporting relationship: 10%+ Owner
Issuer ticker: PLBY
Reported as of: 04 Mar 2022
Net transaction value: $0
SEC form: 4
Accepted by SEC: 08 Mar 2022, 15:19:42 UTC
Next SEC filing: 18 Mar 2022
Source filing: View source filing
Reporting owner signature: /s/ John Giampetroni

Key filing fact

John Giampetroni filed Form 4 for PLBY Group, Inc. (PLBY) on 08 Mar 2022.

Key facts

This page summarizes John Giampetroni's Form 4 filing for PLBY Group, Inc. (PLBY).
5 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 08 Mar 2022, 15:19.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PLBY transaction

Common Stock

Other

Transaction value: $0
Shares: -8,500,524
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 04 Mar 2022
Ownership: Direct
Footnotes: F1, F2

PLBY transaction

Common Stock

Other

Transaction value: $0
Shares: +484,313
Change %: +8.3%
Price: $0.000000
Shares after: 6,312,765
Date: 04 Mar 2022
Ownership: See Footnote
Footnotes: F1, F3, F4

PLBY transaction

Common Stock

Other

Transaction value: $0
Shares: +1,670,043
Change %: +26%
Price: $0.000000
Shares after: 7,982,808
Date: 04 Mar 2022
Ownership: See Footnote
Footnotes: F1, F5, F6

PLBY transaction

Common Stock

Other

Transaction value: $0
Shares: +139,564
Change %: +1.7%
Price: $0.000000
Shares after: 8,122,372
Date: 04 Mar 2022
Ownership: See Footnote
Footnotes: F1, F7, F8

PLBY transaction

Common Stock

Other

Transaction value: $0
Shares: +3,534,534
Change %: +44%
Price: $0.000000
Shares after: 11,656,906
Date: 04 Mar 2022
Ownership: See Footnote
Footnotes: F1, F9, F10

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 10 footnotes

Footnote F1

Represents a pro rata in-kind distribution of an aggregate of 8,500,524 shares of the common stock, par value $0.0001 per share, of PLBY Group, Inc. (the "Issuer") by RT-ICON Holdings LLC ("RT-ICON") to its members for no consideration. As a result of the distribution, RT-ICON no longer beneficially owns shares of the Issuer's common stock and is being removed as a reporting person hereby. RTM-ICON (as defined herein) is also being removed as a reporting person as, following the distribution, RTM-ICON no longer beneficially owns greater than 10% of the Issuer's common stock.

Footnote F2

Represents shares of common stock held by RT-ICON. RTM-ICON LLC ("RTM-ICON") is the manager of RT-ICON. Rizvi Traverse Management, LLC ("Rizvi Traverse") is the sole member of RTM-ICON. Mr. John Giampetroni is a manager of Rizvi Traverse. Each of RTM-ICON, Rizvi Traverse and Mr. Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by RT-ICON, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Footnote F3

Represents the receipt of 484,313 shares by RT-ICON FF LLC ("RT-ICON FF") in the distribution referenced in Footnote 1 above.

Footnote F4

Represents shares of common stock held by funds controlled by RTM-ICON. Rizvi Traverse is the sole member of RTM-ICON. Mr. John Giampetroni is a manager of Rizvi Traverse. Each of RTM-ICON, Rizvi Traverse and Mr. Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by RT-ICON, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Footnote F5

Represents the receipt of an aggregate of 1,670,043 shares by funds controlled by Rizvi Traverse (the "funds") in the distribution referenced in Footnote 1 above.

Footnote F6

Represents shares of common stock held by the funds. Mr. John Giampetroni is a manager of Rizvi Traverse. Each of RTM-ICON, Rizvi Traverse and Mr. Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by the funds, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Footnote F7

Represents the receipt of 139,564 shares of common stock by Rizvi Traverse Partners II, LLC ("RTP II") in the distribution reference in Footnote 1 above.

Footnote F8

Represents 4,308,714 shares of common stock held by the funds and 279,128 shares of common stock held by RTP II. Rizvi Traverse Management II, LLC ("RTM II") is the manager of RTP II. Mr. John Giampetroni is a manager of RT GP II. Each of RTM II and Mr. Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by RTM II, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Footnote F9

Represents the receipt of 3,534,534 shares by Rizvi Opportunistic Equity Fund II, L.P. ("ROEF II") in the distribution referenced in Footnote 1 above.

Footnote F10

Represents 7,069,064 shares of common stock held by ROEF II, 4,308,714 shares of common stock held by the funds and 279,128 shares of common stock held by RTP II. Rizvi Traverse GP II, LLC ("RT GP II") is the general partner of ROEF II. Mr. John Giampetroni is a manager of RT GP II. Each of RT GP II and Mr. Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by ROEF II, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

SEC remarks

This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by Mr. Suhail Rizvi on March 8, 2022 and relates to the same transaction.