Pavitar Singh - 14 Jul 2023 Form 4/A - Amendment Insider Report for Sprinklr, Inc. (CXM)

Reporting relationship: Chief Technology Officer
Issuer ticker: CXM
Reported as of: 14 Jul 2023
Net transaction value: -$582,800
SEC form: 4/A - Amendment
Accepted by SEC: 19 Jul 2023, 16:46:28 UTC
Original report date: 17 Jul 2023
Prior SEC filing: 02 May 2023
Source filing: View source filing
Reporting owner signature: /s/ Charles York, Attorney-in-Fact

Key filing fact

Pavitar Singh filed Form 4/A - Amendment for Sprinklr, Inc. (CXM) on 19 Jul 2023.

Key facts

This page summarizes Pavitar Singh's Form 4/A - Amendment filing for Sprinklr, Inc. (CXM).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 19 Jul 2023, 16:46.

Change

Previous filing in this sequence was filed on 02 May 2023.
Current net transaction value: -$582,800.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CXM transaction

Class A Common Stock

Sale

Transaction value: $582,800
Shares: -40,000
Change %: -3.8%
Price: $14.57
Shares after: 1,009,082
Date: 14 Jul 2023
Ownership: Direct
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Pavitar Singh is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 2 footnotes

Footnote F1

This transaction was made pursuant to a Rule 10b5-1 trading plan (the "Plan") adopted by the Reporting Person. The original Form 4 misstated the date of adoption of the Plan. The correct adoption date is April 14, 2023.

Footnote F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.33 to $15.20 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.