H&F Corporate Investors IX, Ltd. - 11 Apr 2022 Form 4 Insider Report for Sprinklr, Inc. (CXM)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
13 Apr 2022, 06:05:49 UTC
Prior SEC filing
29 Jun 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
H&F CORPORATE INVESTORS IX, LTD. By: /s/ Tarim Wasim Name: Tarim Wasim Title: Vice President

Key filing fact

H&F Corporate Investors IX, Ltd. filed Form 4 for Sprinklr, Inc. (CXM) on 13 Apr 2022.

Key facts

  • This page summarizes H&F Corporate Investors IX, Ltd.'s Form 4 filing for Sprinklr, Inc. (CXM).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 13 Apr 2022, 06:05.

Change

  • Previous filing in this sequence was filed on 29 Jun 2021.
  • Current net transaction value: +$139,735,994.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CXM transaction

Class A Common Stock

Purchase

Transaction value
$124,236,000
Shares
+8,400,000
Change %
+594%
Price
$14.79
Shares after
9,813,501
Date
11 Apr 2022
Ownership
See footnote
Footnotes
F1, F3
CXM transaction

Class A Common Stock

Purchase

Transaction value
$15,499,994
Shares
+1,048,005
Change %
+11%
Price
$14.79
Shares after
10,861,506
Date
11 Apr 2022
Ownership
See footnote
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The shares are being purchased pursuant to a stock purchase agreement entered into as of April 11, 2022. Under the stock purchase agreement, there are limited conditions to the closing, which, if satisfied, require the closing to occur no later than April 27, 2022.

Footnote F2

The shares are being purchased pursuant to a stock purchase agreement entered into as of April 11, 2022 relating to the purchase and sale of shares of Class B common stock of the Issuer. Pursuant to the Issuer's certificate of incorporation, each such share of Class B common stock of the Issuer will automatically convert into one share of Class A common stock when transferred in such transaction. Under the stock purchase agreement, there are limited conditions to the closing, which, if satisfied, will occur on a date to be mutually agreed by the parties thereto.

Footnote F3

Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX. Not included in this Form 4 are an additional 55,589,960 shares of Class B common stock of the Issuer and warrants to purchase 2,500,000 shares of Class A common stock of the Issuer owned by H&F Splash Holdings IX.

SEC remarks

The Reporting Persons state that this filing shall not be an admission that the Reporting Persons are the beneficial owners of any of the securities reported herein, and each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein.

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