Christopher Mark Lynch - 22 Nov 2021 Form 4 Insider Report for Sprinklr, Inc. (CXM)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
23 Nov 2021, 19:55:21 UTC
Prior SEC filing
17 Nov 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jason Minio, Attorney-in-Fact

Key filing fact

Christopher Mark Lynch filed Form 4 for Sprinklr, Inc. (CXM) on 23 Nov 2021.

Key facts

  • This page summarizes Christopher Mark Lynch's Form 4 filing for Sprinklr, Inc. (CXM).
  • 4 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 23 Nov 2021, 19:55.

Change

  • Previous filing in this sequence was filed on 17 Nov 2021.
  • Current net transaction value: +$99,998.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CXM transaction

Class A Common Stock

Conversion of derivative security

Transaction value
Shares
+26,809
Change %
+5.1%
Price
Shares after
556,777
Date
22 Nov 2021
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CXM transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-26,809
Change %
-14%
Price
$0.000000
Shares after
160,691
Date
22 Nov 2021
Ownership
Direct
Underlying class
Class B Common Stock
Underlying amount
26,809
Exercise price
$3.73
Footnotes
F2
CXM transaction Derivative

Class B Common Stock

Options Exercise

Transaction value
$99,998
Shares
+26,809
Change %
+2.2%
Price
$3.73
Shares after
1,256,777
Date
22 Nov 2021
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
26,809
Exercise price
Footnotes
F1
CXM transaction Derivative

Class B Common Stock

Conversion of derivative security

Transaction value
$0
Shares
-26,809
Change %
-2.1%
Price
$0.000000
Shares after
1,229,968
Date
22 Nov 2021
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
26,809
Exercise price
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Footnote F2

One fourth (1/4th) of the shares subject to the option award vested on February 7, 2019, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.

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