Key facts
- This page summarizes Vivek Kundra's Form 4 filing for Sprinklr, Inc. (CXM).
- 12 reported transactions and 11 derivative rows are listed below.
- Accepted by SEC: 29 Jun 2021, 21:16.
Vivek Kundra - 25 Jun 2021 Form 4 Insider Report for Sprinklr, Inc. (CXM)
- Reporting relationship
- Chief Operating Officer
- Issuer ticker
- CXM
- Reported as of
- 25 Jun 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 29 Jun 2021, 21:16:23 UTC
- Prior SEC filing
- 24 Jun 2021
- Next SEC filing
- 07 Apr 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jason Minio, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Vivek Kundra filed Form 4 for Sprinklr, Inc. (CXM) on 29 Jun 2021.
Change
- Previous filing in this sequence was filed on 24 Jun 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CXM
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- -617,173
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 25 Jun 2021
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CXM
transaction
Derivative
Class B Common Stock
Other
- Transaction value
- $0
- Shares
- +617,173
- Change %
- Price
- $0.000000
- Shares after
- 617,173
- Date
- 25 Jun 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 617,173
- Exercise price
- Footnotes
- F1, F2
CXM
transaction
Derivative
Employee Stock Option (right to buy)
Other
- Transaction value
- $0
- Shares
- -337,500
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 25 Jun 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 337,500
- Exercise price
- $3.99
- Footnotes
- F1, F3
CXM
transaction
Derivative
Employee Stock Option (right to buy)
Other
- Transaction value
- $0
- Shares
- +337,500
- Change %
- Price
- $0.000000
- Shares after
- 337,500
- Date
- 25 Jun 2021
- Ownership
- Direct
- Underlying class
- Class B Common Stock
- Underlying amount
- 337,500
- Exercise price
- $3.99
- Footnotes
- F1, F3
CXM
transaction
Derivative
Employee Stock Option (right to buy)
Other
- Transaction value
- $0
- Shares
- -206,250
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 25 Jun 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 206,250
- Exercise price
- $4.25
- Footnotes
- F1, F4
CXM
transaction
Derivative
Employee Stock Option (right to buy)
Other
- Transaction value
- $0
- Shares
- +206,250
- Change %
- Price
- $0.000000
- Shares after
- 206,250
- Date
- 25 Jun 2021
- Ownership
- Direct
- Underlying class
- Class B Common Stock
- Underlying amount
- 206,250
- Exercise price
- $4.25
- Footnotes
- F1, F4
CXM
transaction
Derivative
Employee Stock Option (right to buy)
Other
- Transaction value
- $0
- Shares
- -425,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 25 Jun 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 425,000
- Exercise price
- $4.93
- Footnotes
- F1, F5
CXM
transaction
Derivative
Employee Stock Option (right to buy)
Other
- Transaction value
- $0
- Shares
- +425,000
- Change %
- Price
- $0.000000
- Shares after
- 425,000
- Date
- 25 Jun 2021
- Ownership
- Direct
- Underlying class
- Class B Common Stock
- Underlying amount
- 425,000
- Exercise price
- $4.93
- Footnotes
- F1, F5
CXM
transaction
Derivative
Employee Stock Option (right to buy)
Other
- Transaction value
- $0
- Shares
- -500,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 25 Jun 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 500,000
- Exercise price
- $7.68
- Footnotes
- F1, F6
CXM
transaction
Derivative
Employee Stock Option (right to buy)
Other
- Transaction value
- $0
- Shares
- +500,000
- Change %
- Price
- $0.000000
- Shares after
- 500,000
- Date
- 25 Jun 2021
- Ownership
- Direct
- Underlying class
- Class B Common Stock
- Underlying amount
- 500,000
- Exercise price
- $7.68
- Footnotes
- F1, F6
CXM
transaction
Derivative
Employee Stock Option (right to buy)
Other
- Transaction value
- $0
- Shares
- -100,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 25 Jun 2021
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 100,000
- Exercise price
- $4.93
- Footnotes
- F1, F7, F8
CXM
transaction
Derivative
Employee Stock Option (right to buy)
Other
- Transaction value
- $0
- Shares
- +100,000
- Change %
- Price
- $0.000000
- Shares after
- 100,000
- Date
- 25 Jun 2021
- Ownership
- See footnote
- Underlying class
- Class B Common Stock
- Underlying amount
- 100,000
- Exercise price
- $4.93
- Footnotes
- F1, F7, F8
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 8 footnotes
Footnote F1
Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
Footnote F2
Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria.
Footnote F3
One fourth (1/4th) of the shares subject to the option award vested on May 8, 2019, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
Footnote F4
One fourth (1/4th) of the shares subject to the option award vested on May 1, 2020, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
Footnote F5
One fourth (1/4th) of the shares subject to the option award vested on March 11, 2021, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
Footnote F6
One fifth (1/5th) of the shares subject to the option award shall vest on January 28, 2022, and one sixtieth (1/60th) of the shares subject to the option award shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
Footnote F7
The option is fully vested and exercisable.
Footnote F8
The securities are held by Vivek Kundra Irrevocable Trust (2021) (the "Trust"). The Reporting Person's spouse is the trustee of the Trust.