Patrick Huvane - 30 May 2023 Form 4 Insider Report for Associated Capital Group, Inc. (AC)

Reporting relationship: Interim Co-CFO
Issuer ticker: AC
Reported as of: 30 May 2023
Net transaction value: +$118,830
SEC form: 4
Accepted by SEC: 13 Jun 2023, 16:13:43 UTC
Prior SEC filing: 29 Dec 2022
Next SEC filing: 21 Jan 2026
Source filing: View source filing
Reporting owner signature: /s/ Patrick Huvane

Key filing fact

Patrick Huvane filed Form 4 for Associated Capital Group, Inc. (AC) on 13 Jun 2023.

Key facts

This page summarizes Patrick Huvane's Form 4 filing for Associated Capital Group, Inc. (AC).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 13 Jun 2023, 16:13.

Change

Previous filing in this sequence was filed on 29 Dec 2022.
Current net transaction value: +$118,830.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AC transaction Derivative

Phantom RSA

Award

Transaction value: $118,830
Shares: +3,000
Change %
Price: $39.61
Shares after: 3,000
Date: 30 May 2023
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 3,000
Exercise price: $0.000000
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock.

Footnote F2

Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.