Key facts
- This page summarizes Clinton A. Lewis Jr.'s Form 4 filing for AgroFresh Solutions, Inc..
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 04 Apr 2023, 15:53.
Clinton A. Lewis Jr. - 31 Mar 2023 Form 4 Insider Report for AgroFresh Solutions, Inc.
- Reporting relationship
- CEO, Director
- Issuer ticker
- N/A
- Reported as of
- 31 Mar 2023
- Net transaction value
- -$2,863,077
- SEC form
- 4
- Accepted by SEC
- 04 Apr 2023, 15:53:37 UTC
- Prior SEC filing
- 03 Jan 2023
- Next SEC filing
- 11 May 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jason Simon, Attorney in Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Clinton A. Lewis Jr. filed Form 4 for AgroFresh Solutions, Inc. on 04 Apr 2023.
Change
- Previous filing in this sequence was filed on 03 Jan 2023.
- Current net transaction value: -$2,863,077.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AGFS
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $2,863,077
- Shares
- -954,359
- Change %
- -100%
- Price
- $3.00
- Shares after
- 0
- Date
- 31 Mar 2023
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AGFS
transaction
Derivative
Employee Stock Option (right to buy)
Disposed to Issuer
- Transaction value
- $0
- Shares
- -181,751
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 31 Mar 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 181,751
- Exercise price
- $2.07
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Clinton A. Lewis Jr. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
Disposed of pursuant to an Agreement and Plan of Merger entered into by and among the Issuer, Project Cloud Holdings, LLC and Project Cloud Merger Sub, Inc. dated November 21, 2022 (the "Merger Agreement"). Pursuant to the Merger Agreement, each outstanding share of Issuer's common stock was converted into the right to receive $3.00 per share in cash without interest.
Footnote F2
At the effective time of the merger pursuant to the Merger Agreement, the unexercised portion of the option was vested in full and canceled in the merger in exchange for the right to cash payment equal to, for each share subject to the option, the difference between the exercise price of the option and $3.00, less applicable tax withholdings, without interest.