Key facts
- This page summarizes Francisco Aristeguieta's Form 4 filing for STATE STREET CORP (STT).
- 6 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 01 Mar 2022, 17:18.
Francisco Aristeguieta - 25 Feb 2022 Form 4 Insider Report for STATE STREET CORP (STT)
- Reporting relationship
- EVP and CEO of Inst. Services
- Issuer ticker
- STT
- Reported as of
- 25 Feb 2022
- Net transaction value
- -$3,433,919
- SEC form
- 4
- Accepted by SEC
- 01 Mar 2022, 17:18:28 UTC
- Prior SEC filing
- 24 Feb 2022
- Next SEC filing
- 14 Jun 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Shannon C. Stanley, Attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Francisco Aristeguieta filed Form 4 for STATE STREET CORP (STT) on 01 Mar 2022.
Change
- Previous filing in this sequence was filed on 24 Feb 2022.
- Current net transaction value: -$3,433,919.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
STT
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +21,938
- Change %
- +34%
- Price
- $0.000000
- Shares after
- 85,814
- Date
- 25 Feb 2022
- Ownership
- Direct
- Footnotes
- F1
STT
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +39,674
- Change %
- +46%
- Price
- $0.000000
- Shares after
- 125,488
- Date
- 25 Feb 2022
- Ownership
- Direct
- Footnotes
- F2
STT
transaction
Common Stock
Tax liability
- Transaction value
- $1,420,106
- Shares
- -16,003
- Change %
- -13%
- Price
- $88.74
- Shares after
- 109,485
- Date
- 25 Feb 2022
- Ownership
- Direct
- Footnotes
- F3
STT
transaction
Common Stock
Sale
- Transaction value
- $871,053
- Shares
- -10,301
- Change %
- -9.4%
- Price
- $84.56
- Shares after
- 99,184
- Date
- 28 Feb 2022
- Ownership
- Direct
- Footnotes
- F4, F5
STT
transaction
Common Stock
Sale
- Transaction value
- $1,023,228
- Shares
- -11,983
- Change %
- -12%
- Price
- $85.39
- Shares after
- 87,201
- Date
- 28 Feb 2022
- Ownership
- Direct
- Footnotes
- F4, F6
STT
transaction
Common Stock
Sale
- Transaction value
- $119,532
- Shares
- -1,387
- Change %
- -1.6%
- Price
- $86.18
- Shares after
- 85,814
- Date
- 28 Feb 2022
- Ownership
- Direct
- Footnotes
- F4, F7
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 7 footnotes
Footnote F1
Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.
Footnote F2
Settlement of a performance award granted on July 31, 2019.
Footnote F3
These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on July 31, 2019.
Footnote F4
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2021.
Footnote F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.00 through $84.99, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
Footnote F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 through $85.99, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
Footnote F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.00 through $86.35, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.