Key facts
- This page summarizes Ryan K. Zinke's Form 4 filing for U.S. GOLD CORP. (USAU).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 30 Dec 2022, 13:47.
Ryan K. Zinke - 29 Dec 2022 Form 4 Insider Report for U.S. GOLD CORP. (USAU)
- Reporting relationship
- Director
- Issuer ticker
- USAU
- Reported as of
- 29 Dec 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 30 Dec 2022, 13:47:51 UTC
- Prior SEC filing
- 18 Feb 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Eric Alexander as attorney-in-fact for Ryan K. Zinke
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Ryan K. Zinke filed Form 4 for U.S. GOLD CORP. (USAU) on 30 Dec 2022.
Change
- Previous filing in this sequence was filed on 18 Feb 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
USAU
transaction
Common Stock
Sale
- Transaction value
- Shares
- -30,595
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 29 Dec 2022
- Ownership
- Direct
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
USAU
transaction
Derivative
Warrant
Sale
- Transaction value
- Shares
- -770
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 29 Dec 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 770
- Exercise price
- $8.00
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Of this amount, 7,927 consisted of common shares issued upon the conversion of restricted stock units granted to the reporting person pursuant to the U.S. Gold Corp. (the "Issuer") 2020 Stock Incentive Plan. The restricted stock units vested immediately on the date of grant. For each restricted stock unit, the reporting person was entitled to receive one share of common stock upon termination of service on the Issuer's Board of Directors or in connection with a change of control, as set forth in the reporting person's restricted stock unit award agreement. On December 20, 2022, the Compensation Committee of the Issuer's Board of Directors approved that the conversion of the restricted stock units be accelerated, effective immediately.
Footnote F2
The 30,595 common shares and 770 warrants held by the reporting person were sold in a private sale for an aggregate purchase price of $93,315.